It's been a while since I have posted and I have woefully failed to live up to my previous plans as discussed on the blog. I posted nothing on the Hugo Awards and don't plan to at this point, and most of my other plans have been forgotten. A lot of this had to do with travel, but it also had to do with lack of inspiration. However, during this time, I managed to get an article accepted for publication and gave a short talk at the Marxist Literary Group talk at UC Davis. I thought I would post that talk to get the blog started up again. This is lightly revised, but I plan on putting together a far more polished and expanded version of the paper in the future for another venue.
A narrative thread in the second book of the Bas Lag trilogy, The Scar, offers a potentially productive entrance into an analysis of the work of China Mieville’s relationship to the fantastic. The novel itself shifts focus from the city of New Crobuzon in the first novel to the sea, following the voyage of Bellis Coldwine as she seeks to escape the city into exile. The ship she is on is eventually captured by a group of pirates and is taken to their floating city, Armada. However, the significant part of the narrative for us begins just before the capture of the ship, with the diplomatic visit to Salkrikaltor City, the city of the cray, that introduces Bellis’ companion through most of the voyage, Silas Fennec. Fennec is immediately introduced as a significant figure within the government of New Crobuzon, and commandeers the ship for an unnamed purpose. However, his plans are thwarted by the pirate takeover of the ship. After that occurs, Fennec eventually turns to the protagonist, Bellis, for support. In the process of getting her support, Fennec tells a variety of different stories why he left the isolated grindylow community that he had been living with for years. The initial story involved breaking a mysterious taboo of the society, and his story shifts to involve a conflict with a shaman, an inexplicable invasion of the city of New Crobuzon, and finally, the theft of a sacred magical object.
In each of these stories, the grindylow are marked as the mysterious and threatening other that simultaneously threatens and stabilizes the meaning of the imperial center of New Crobuzon. The grindylow are inexplicable, and mark the limit point of reason. Through the invocation of such a threat, Fennec is able to convince Bellis to send a secret message to the city of New Crobuzon, which, unknown to her and her friends, also includes information about the city of Armada. When this betrayal is discovered, Bellis and her friends are taken prisoner and Fennec must go on the run, increasingly dependent on the magical device stolen from the grindylow, which begins to transform him and is interpreted by Bellis as the ultimate reason why the grindylow hunt the ship.
However, when the grindylow eventually catch up to the ship and overtake it, they contemptuously slap the magical totem out of Bellis’ hands when she offers it to them to abandon the attack and gather up Fennec and his notebook full of the shipping routes that he planned to give to the government of New Crobuzon. The collection of stories that Fennec had been telling throughout the narrative turn out to be a series of lies, designed to appeal to the prejudices of Bellis, and to cover up the genuine goal of undermining the trade monopoly of the equally rational grindylow by the city of New Crobuzon. This reversal is emblematic of the narrative structures of China Mieville’s novels, upending and subverting the conventions of fantastic literature and their relation to cognition. If fantastic literature is the literature of limits, whether in the form of the limits of cognition within the framework of Todorov or transgression in the work of Rosemary Jackson, Mieville continually shows up those limits as ideological constructs through a parody of an expectations of the fantastic. Through this parody, he produces a kind of cognitive fantasy that folds the liminal imagery of the fantastic into the flow of capital and its resistances.
However, this term, cognitive fantasy is in direct contradiction to the generic analysis of Darko Suvin, who implicitly inspires this term. Suvin is an early critic of science fiction, and was one of the founders of Science Fiction Studies. His book Metamorphoses of Science Fiction is an early attempt to classify science fiction as a genre through a series of oppositions that shores up the definition of the genre through those distinctions. Suvin argues that science fiction can be distinguished from other genres via a concept of a multi-dimensional cognitive estrangement, that both separates it from realism due to its estrangement and away from myth, fantasy, and folklore due to its multi-dimensional and cognitive nature. Suvin separates the novum or innovation of science fiction from an emphasis on the formalities of technology and scientific data that comes out of the tradition of Jules Verne. Instead this novum is linked to the anticipation for another future and the oscillation between the social laws that define that future and the laws that define contemporary society. The estrangement provided by science fiction operates between the oscillation between the reader’s critical engagement with the alternate environment as it exists in the novel and the world as it is ideologically constructed.
For our purposes, Suvin’s oppositions need to be explored more fully. Most significantly for our conversation, science fiction must be defined in opposition to the genre of fantasy through the category of cognition. Suvin frames this opposition in the following manner.
“Even less congenial to SF is the fantasy (ghost, horror, Gothic, weird) tale, a genre committed to the interposition of anti-cognitive laws into the empirical environment. Where the folktale is indifferent, the fantasy is inimical to the empirical world and its laws. The thesis could be defended that the fantasy is significant insofar as it is impure and fails to establish a superordinated maleficent world of its own, causing a grotesque tension between arbitrary supernatural phenomena and the empirical norms they infiltrate” (Suvin).
The fantastic is defined by its antagonism to the ‘empirical world and its laws.’ Rather than exploring the possibilities for transformation within the contradictions and tensions of the world as it exists, the fantastic creates a form of estrangement that exists in a sort of malevolent tension with the world. The fantastic is a literature of irrationality and limits to the possibility of critical cognition. In a sense, we are not that far away from the definitions of the genre offered by Todorov and Jackson, even if we are looking at those rules from a drastically different and phobic perspective. The fantastic shatter the possibility of certainty, setting up a set of static laws even as the genre transgresses them. The monstrous images of the fantastic freeze the ability to develop a complex and nuanced understand of the world. For Suvin, the estrangement of the fantastic represents a reactionary trend within literature. It’s a deeply reactionary artform, defined by irrationality and escapism, and is one that Suvin sees as a constant threat to the cognitive dimension of science fiction.
However, Mieville’s narrative structure throws the generic schema of Suvin into crisis through his hybridization of science fictional and fantasy generic forms. At initial reading, this process of hybridization might not be of great concern in Suvin’s interpretation of the narrative forms. After all, Suvin recognizes the influences that science fiction draws from a variety of sources, including fantastic literature. However, he largely interprets those negatively, examining how a variety of pulp influences draw science fictional narratives away from a commitment to cognitive estrangement into a variety of forms of mystification. This is where Mieville’s narrative becomes so problematic for Suvin’s narrative framework. His work is committed to a rigorous exploration of the social, political, and cultural structures of its world, while at the same time, engaging with the history of fantastic literature in its formal structure. Mieville imagines a materialist engagement with the fantastic, producing a set of naturalistic rules for the functioning of magic and fantastic creatures, and more significantly, by placing those creatures into a history of domination and resistance, of exploitation and racialization that critically comments on the history of colonialist exploitation of the past 500 years, rather than simply replicating its effects.
Mieville hasn’t limited his critique of Suvin to the implicit material contained in his fiction either, giving critical lectures on the subject and taking it on in his essays. All of this material works to reject the distinction between the non-cognitive and reactionary fantastic and the cognitive and progressive science fiction. In his talk at Kansas University, Mieville engages with the limitations of the theoretical framework as developed by Suvin and Carl Freedman, showing how the “cognitive effect” emphasized by both authors is a product of a kind of rhetorical maneuver, a trick on the part of the author to get the reader to get them to accept the cognitive effect of the work in question. Mieville notes that this largely operates as a consensual game, but that the logic implicit in the work of Suvin and Freedman evades the way that the modes of scientific cognition that both celebrate are formed out of and are embedded in the logic and violence of capitalist accumulation. He rejects the ‘epistemological firewall’ implicit in the concept of cognition and argues that science fiction and fantasy should be seen as slightly different modes of estrangement, both deeply embedded in the ideological matrix of capitalist accumulation.
Mieville’s critique certainly represents an engagement with a dominant strain of reading Suvin’s work, one that emphasizes the cognition of the scientific method over Suvin’s interest in in temporality and historical transformation. Insofar as that engagement with Suvin reproduces the epistemological firewall discussed earlier, it represents an important intervention, but it potentially misses out on the other dimension of Suvin, the cognitive process that challenges the inevitability of capitalist accumulation. That other dimension of cognition, a definition that is connected to the idea of cognitive mapping as borrowed from Kevin Lynch in The Image of the City by Fredric Jameson, can potentially connect the two through another notion of cognition. Within this context, Mieville’s engagement of the genre can be perhaps understood through a structurally possible, but unexplored dimension of Suvin’s work, which recognizes the ability of fantasy to reduce the cognitive dimension of science fiction, but leaves out the ability to imagine a cognitive or materialist fantasy. As Mieville notes in his discussion of Carl Freedman’s extension of Suvin’s work, “…if the predicates for a fantasy are clearly never-possible but are treated systemically within the fantastic work, then its cognition effect is precisely that normally associated with SF (Mieville 339). Although the comment is not followed up on in the essay, the interest in this sort of cognitive or even materialist fantasy can be found elsewhere.
The building blocks of Mieville’s construction of a materialist or cognitive fantasy can be found in his introductory essay on H.P. Lovecraft’s The Mountains of Madness.
“Lovecraft is pulled to do this in part by the “scientism,” the materialist articulation, of his vision, which embeds horror in material reality. Through a key driver behind this new form of weird was the specific political/cultural apocalypse of the war, in its own aesthetics a materialist “scientific” weird implies a universe that has always been monstrous and implacable. Lovecraft’s uncanny, in other words, expresses this radically new crisis precisely by depicting an eternal and unsympathetic uncanny.
This is the paradox in this utterly new kind of fantasy. In expressing the ‘supernatural’ in materialist terms, Lovecraft will not use the standard figures of supernature, with all their mythic baggage. But his materialism means it is not just in his creatures that horror lies, but in the material reality that they are a part—and that awe-ful reality is eternal. Lovecrafts’s radical innovations must seem to have resonated for eons” (Mieville xvi).
Although it is an odd place to begin framing a materialist fantasy, Mieville sees in Lovcraft a shifting of the topography of fantasy. The horror of the first world war causes a dramatic shift Lovecraft’s fantastic world, shifting it from the supernatural to natural and the material. The horror of the world is a product of the indifference of the natural laws of the universe, and is no longer the product of a supernatural good and evil, terms that simply are mistakenly placed on the indifferent phenomenon by a primitive and mistaken humanity. At the same time, there is certainly still a dimension of mystification within this framework, as it expresses ‘this radically new crisis precisely by depicting an eternal and unsympathetic uncanny.’ The cause for the innovation, a distinctively historical shift, is still occluded from the discussion. At the same time, the fantastic is not a product of a supernatural dimension intruding into the empirical world. If the fantastic cannot be understood by humanity, that lack of understanding is produced through the cognitive limitations of humanity itself, and the monstrous creatures operate within their own unnamed naturalistic expectations.
The distinct shift that Mieville introduces into the genre is the dimension of historicity. The fantastic is not only made material, but made historical, notably in a manner that intersects with the forms of mystification and obfuscation that are embedded in the commodity form itself. For Mieville, this critical engagement can allow for a critical engagement with capitalism’s modes of domination that are made invisible in the ‘zero world’ of ‘naturalism.’ Mieville notes, “Under capitalism, the social relations of the everyday—that “fantastic form”—are the dreams, the grotesque”, of the commodities that rule” (Mieville, Marxism and Fantasy 336). The estrangement of science fiction may help in revealing those structures of domination, the ‘social relations of the everyday” that are the “grotesque of the rule of the commodity, and point to the possibility of another structure of social relations. The fantastic no longer simply is a symptom of the contradictions of capital, a sign of the deluge of the counterrevolution to use the terms of a later essay by Darko Suvin, but a way into understanding the grotesque relations created through the commodity form. But Mieville’s transformation of the fantastic genre goes beyond the terms that he sets out for it, engaging with the history of the monstrous images of the fantastic, making them material, and using them to explore the conflicts embedded in the history of what might be provisionally and inadequately called racial capitalism. Mieville drags the liminal and supernatural constructions of the fantastic and introduce them into the rationality of capitalism and more significantly puts them into the struggles that point to the limit of that rationality.
In this sense, Mieville’s conceptualization of the fantastic aligns itself far more with the concept of grotesque realism that Mikhail Bakhtin uses to describe the novels of Rabelais than the concepts of the fantastic developed by either Rosemary Jackson or Todorov. The concept of degradation as developed in Bakhtin’s analysis of Rabelais is helpful. Within this frame work, Bakhtin notes,
“To degrade is to bury, to sow, and to kill simultaneously, in order to bring forth something more and better. To degrade an object does not imply merely hurling it into the void of nonexistence, into absolute destruction, but to hurl it down to the reproductive lower stratum, the zone in which conception and a new birth takes place. Grotesque realism knows no other lower level; it is the fruitful earth and the womb, it is always conceiving.” (Bakhtin 21)
To be sure, there are elements of Bakhtin’s description that we need to jettison, its emphasis of the rural, the organic, the local, but the emphasis of the creative powers that the material world and the body provides a powerful tool to read the politics of Mieville’s novel. It also can be found in the supernatural elements of the story; the realms of hell, magic, etc. are all dragged into the realm of the material, rendering them up for the gristmill of capital and labor, power and counter power. To return to the image of the grave provided by Bakhtin, it is the continual production of corpses and the fear of death that continually draws the fantastic elements of the book into the productive womb of materiality. Along with this, the fantastic is continually incorporated into the instrumental world of the bourgeoisie, revealing its own fantastic nature. But that materiality goes beyond the modes of parody that are invoked above, which is represented by the concept of remaking in the Bas Lag novels. Remaking is a form of punishment in the world, a product of bio-thaumaturgy, a sort of rationalized magic that is used to manipulate the body, and more specifically used to punish criminals by transforming them in a manner that replicated the nature of their crimes. The scene that exemplifies this process in the first novel, Perdido Street Station, involved a man whose flesh was manipulated to look like a bird-like garuda. The punishment was in response to the man’s attempt to steal a painting with the portrait of a garuda. The former thief describes the punishment as such, “Magister said since I was so impressed with garuda, I could—“ his breath caught for a moment “—I could become one.” The punishment operates as a cruel sort of parody.
The figure before Isaac and Derkhan shivered and scratched its stomach. Its skin was pale and pockmarked with disease and cold. Isaac’s eyes wove all over its body in dismay. Bizarre nodes of tissue burst from its bunched toes: claws drawn by children. Its head was swathed in feathers, but feathers of all sizes and shapes, jammed at random from its crown to its neck in a thick, uneven, insulating layer. The eyes that peered myopically at Isaac and Derkhan were human eyes, fighting to open lids encrusted in rheum and pus. The beak was large and stained, like old pewter.
Behind the wretched creature stretched a pair of dirty, foul-smelling wings. They were no more than six feet from tip to tip. As Isaac watched, they half-opened, jerked and twitched spastically. Tiny pieces of organic muck spilt form them as they shuddered.
The creature’s beak opened and, underneath it, Isaac caught a glimpse of lips forming the words, nostrils above. The beak was nothing but a roughly made fixture shoved and sealed into place like a gas-mask over the nose and mouth he realized. (Mieville 100)
The process of remaking is a deeply material process and transforms the forms of alterity implicit in fantastic literature into a deeply material, historical, and social process. The abject body of the thief turned remade is described in detail, marking the abject physical transformation of the body. It is a process that looks careless at the surface level, with its ‘claws drawn by children’ and head covered in ‘feathers of all sizes and shapes’, but beneath that surface carelessness is deliberation, designed to punish and distinguish the prisoner’s body. The disciplinary process of the state and its ability to categorize and discipline state populations is mapped onto the abject body of the criminal. By physically marking and transforming the body of the convicted, the act of Remaking becomes a way of producing a disciplinary marker on the surplus army of the unemployed, placing them outside the space of respectable society, marking them as a universally hated class. It both represents the naked power of the state, its capacity to inflict extraordinary level of pain and suffering on those who transgress its order, and a mode of abject alterity that is hated and feared. This same power is explored within the next novel, not as a way to return the punished body to its originary state, but to heal and make that body productive, to explore the possibilities implicit in that body, but both acts are twin sides of this intense materiality, a process of remaking the body, and exploring its monstrosity. The fantastic is then engaged with as a mode to engage with that history and to think through it, but that engagement is dependent on a reframing of the genre that no longer accepts it on its own terms, one that potentially could be understood under the sign of cognition.
Work Resumed on the Tower is a blog focused on popular culture, literature, and politics from a radical, anti-capitalist perspective.
Showing posts with label fantasy. Show all posts
Showing posts with label fantasy. Show all posts
Thursday, July 27, 2017
Thursday, March 8, 2012
The Kingdom of Heaven Must Be Taken By Storm: Assemblage, Essence, and Desiring Matter.
This draft was written a number of years ago for a class on travel literature. I plan to try to get it formally published at some time, but I suspect that it's going to take a level of revision that will transform it into something remarkably different than this draft.
I initially conceived as writing about Deleuze and Guattari’s essay “1227: Treatise on Nomadology—The War Machine” in relation to Philip Pullman’s His Dark Materials Trilogy as a sort of provocation. There is something incongruous about writing about a set of fantasy novels written for young adults in context of the war machine. The prevocational act can be seen to be implicit in the pop leanings of the entirety of A Thousand Plateaus, and this follows within that trajectory. However the connection is a bit deeper than the desire for some sort of shallow shock appeal. There is a parallel that I find between the work of Pullman and the work of Deleuze and Guattari. That parallel can be found in the lines of force that both works want to both represent (to the extent such a thing is representable) and produce.
The His Dark Materials trilogy comes out of an interesting historical juncture. Coming out of the age of globalization, it finds its primary influence in John Milton’s Paradise Lost, written in the aftermath of the English Civil War, with clear influences from the radical movements of that era. The trilogy draws from two other sources Kleist’s “On the Marionette Theater” and the poetry of William Blake.[1] I want to link this to a certain argument that can be found in Antonio Negri and Michael Hardt’s Empire.[2] “What is revolutionary in this whole series of philosophical developments stretching from the thirteenth to the sixteenth centuries is that the powers of creation that had previously been consigned exclusively to the heavens are now brought down to earth. This is the discovery of the fullness of the plain of immanence.”[3]
This engagement with the past, in this case, the literature of the past, has a direct correlation with Benjamin’s understanding of history. Benjamin argues that “to articulate the past historically does not mean to recognize it “the way it really was” (Ranke). It means to seize hold of a memory as it flashes up at a moment of danger.”[4] Negri and Hardt point to a whole series of political and philosophical movements that allow the emergence of an understanding of an immanent power. We must understand that this immanent power was captured to produce the state of things today that of the domination of globally integrated capital, but that it wasn’t the only possibility that was possible within that trajectory.
What becomes clear is that this moment of history ‘flashes’ up at precisely at another moment of indeterminacy. As Hardt and Negri are drawn to the political and philosophical works of the period that fed into the Renaissance, Pullman is feeding off the literature that is produced out of that force. Both point to a conceptualization of both history and power that is not in the thrall of the homogenous, empty time of capitalist sovereignty and secularist thought.
This return (which is not purely a return) to a whole set of metaphors and descriptions linked to the figure of God, allows for the creation of a citadel to launch a critique of the current state of things. When we follow the trajectory of Pullman’s stated antecedents (Milton, Kleist and Blake), we can find a certain relationship with the lines of flight that come out of the history of the class struggle. As Benjamin states, “they manifest themselves in this struggle as courage, humor, cunning, and fortitude. They have retroactive force and will constantly call in question every victory, past and present, of the rulers. As flowers turn toward that sun, by dint of a secret heliotropism the past strives to turn toward the sun which is rising in the sky of history.”[5]
We are then offered a redeployment of the literature of the past in order to reconsider the present. This literature explicitly points to the reality of virtuality by positing and exploring a multiplicity of worlds. Instead of a telos that must end in the triumph of capital, we are given an explosive multiplicity of worlds. This reality is an often forbidden knowledge within the societies, either to be suppressed or used for cynical purposes. The conflict between constituent and constituted power is drawn into this expansive map of multiple worlds. One could make a compelling reading of the multiplicity of ways that this explosive power is kept in check by modes of constituted power, but instead I am interested in reading the emphasis that the books put on, which is in the lines of flight. The concept of the ‘war machine’ that Deleuze and Guattari develop in A Thousand Plateaus then becomes an ideal vehicle to explore this.
I am interested in discussing the series in relation to the war machine on three inter-connected themes. The first theme that I want to touch on is that of the mechanism of the war machine. One can make the argument that most of the main social organizations of the book operate on this model; some appropriated by the state, and some not. However, the groups that I am interested in following up on are those that operate on the interstices of society, children, gypsies, and Lord Asriel’s citadel against the kingdom of heaven. From there I want to move into the question of essence. In a sense, this follows up on the question of children. We find the production of an essence as the goal of the children’s war machine. We also get a sense of the problem that is created by a city ruled by children. The last section deals with the question of desiring matter, the rebel angels who are so intent on assaulting the authority. In this, we will be following up on some of the questions brought up by the formation of Lord Asriel’s community and its ambiguities.
As I have earlier posited, the war machine in a multiplicity of ways is the great engine of the narrative of the trilogy. We find war machines flowing throughout the text, from the formations of children, the gypsies, armored bears, etc. These machinic structures act ambiguously in relation to the state apparatus. They cannot be conceived of being innocent of the state apparatus. After all, any number of them are appropriated by the state, the bears, bands of the witches, etc. But even in that act of appropriation, there is an uneasiness in the relationship between the two structures. More significantly, more often than not they act outside of state interests and oppose them. The plot of the books ends in the fusion of these machines against the state under the guise of God, the Father, the Authority.
We open this particular discussion with the war machine that is produced by children. We are initially given a celebratory version of this machine, which we find needs to be problematized later in the book. The particular passage I am interested in looking at shifts the focus of the book from Lyra as an uncomprehending viewer of the politics of adults to the collectivity of children.
Nor was she particularly interested. In many ways Lyra was a barbarian. What she liked best was clambering over the College roofs with Roger, the kitchen boy who was her particular friend, to spit plum stones on the heads of passing Scholars or to hoot like owls outside a window where a tutorial was going on, or racing through the streets, or stealing apples from the market, or waging war. Just as she was unaware of the hidden currents of politics running below the surface of College affairs, so the Scholars for their part, would have been unable to see the rich seething stew of alliances and enmities and feuds and treaties which was a child’s life in Oxford. Children playing together: how pleasant to see! What could be more innocent and charming?”[6]
We are already introduced to a pair of important ideas within this paragraph. The book is not operating within the universe of the ‘innocence’ of children. The world of innocence is a cover for a world that is as complex and full of conflict as the world of adults. We are operating in a world in which the drive and desire are in full operation. If anything, these drives are more explosive than their adult counterparts. Simultaneously, we are guided to read the complex operations of children on the level of the political through means of analogy.
At the same time, through the character of Lyra we are give an image of the child as ‘barbarian’ and just as often, as ‘savage.’ We find this explicated in the following passage. The linking of children with the primitive has a long standing if not particularly distinguished history within Western thought. We need to acknowledge this lineage in understanding the passage. At the same time, it seems to be indicating a relationship of children in regards to desire.
“That was Lyra’s world and her delight. She was a coarse and greedy little savage, for the most part. But she always had a dim sense that it wasn’t her whole world; that part of her also belonged in the grandeur and ritual of Jordan College; and that somewhere in her life there was a connection with the high world of politics represented by Lord Asriel. All she did with that knowledge was to give herself airs and lord it over the other urchins. It had never occurred to her to find out more.”[7]
Children are controlled by their desires, barely directing the lines of force that are directed through them. This expressed fairly explicitly through the figure of greed. We find that Lyra engages with the world on the premise of greed, although not exclusively so. She is concerned with translating what she encounters into an immediate instrumental advantage for herself. Hence, her relation with Lord Asriel allows her to take on airs, etc. This arises out of a poor sense and development of the capacities of the subject, as well a lack of understanding of the assemblages that the subject is involved in. We find Lyra in this condition, with only the vaguest sense of the political machinery that she is already involved with. In this sense, we find that the desire of children can easily be brought into the gravitational pull of the state, its instrumentality, etc. We find this expressed best in the later descriptions of the mob of children in Cittagazze, the city of children. This element of the war machine of children will be dealt with later.
But lets return to the passage, which pivots the novel from the politics of adults to the world of children. We find very quickly that the proper expression of this world finds itself in warfare. We have already been told that this is deeply alien to the political structures of adults. That is precisely because we are in a different political arena the politics of the band. This puts it outside of the stratiated logic of state logic, into the smooth space of the war machine. As Deleuze and Guattari note, “That is what bands in general, even those engaged in banditry or high-society life, are metamorphoses of a war machine formally distinct from all State apparatuses or their equivalents, which are instead what structure centralized societies.”
In fact, of course, Lyra and her peers were engaged in deadly warfare. There were several wars running at once. The children (young servants, and the children of servants, and Lyra) of one college waged war on those of another. Lyra had once been captured by the children of Gabriel College, and Roger and their friends Hugh Lovat and Simon Parslow had raided the place to rescue her, creeping through the Precentor’s garden and gathering armfuls of small stone-hard plums to throw at the kidnappers. There were twenty-four colleges, which allowed for endless permutations of alliance and betrayal. But the enmity of the colleges was forgotten in a moment when the town children attacked a colleger: then all the collegers banded together and went into battle against the townies. This rivalry was hundreds of years old, and very deep and satisfying.
But even this was forgotten when the other enemies threatened. One enemy was perennial: the brickburners’ children, who lived by the claybeds and were despised by collegers and townies alike. Last year Lyra and some townies had made a temporary truce and raided the claybeds, pelting the brickburners’ children with lumps of heavy clay and tipping over the soggy castle they’d built, before rolling them over and over in the clinging substance they lived by until the victors and vanquished alike resembled a flock of shrieking golems.”[8]
We are given a description of a war that very much fits in with the descriptions that Deleuze and Guattari enter into in their description of Go. “But what is proper to Go is war without battle lines, with neither confrontation nor retreat, without battles even: pure strategy… In Go, it is a question of arraying oneself in an open space, of holding space, of maintaining the possibility of springing up at any point: the movement is not from of one point to another: the movement is not from one point to another, but becomes perpetual, without aim or destination, without departure or arrival.”[9] Energy explodes in all directions, as all permutations of assemblage are explored. One could imagine the structure of alliances being expressed in the throwing of a large grouping of dice, each throw creating a new structure, based on new alliances and affects as the old ones are eviscerated in the throwing of the dice.
In this act, we are given a vision of stasis that is driven by a sort of perpetual motion, very similar to that of the nomad, who travels without a destination. We find that “their rivalry was hundreds of years old, and very deep and satisfying.” The warfare of children is a great engine that produces very little in the way of effects that lie outside of it, and those effects are the minor inconveniences of adult life, broken limbs, windows, bruises, etc. It can be even argued that the machinery of children stays out of the state precisely because of this reason.[10]
If one were to operate within the stratiated logic of state logic, one could make the argument that nothing happens. After all, territory is not taken, cities are not sacked, and both the victors and the vanquished end up in the same condition, as “a flock of shrieking golems.” The warfare of children of course does not act within the logic of chess. It is not directed towards territorial gains, or the destruction of its nemesis, although those may be constructs within a particular game. But to accept this logic is to accept that war is the essence of the war machine. “The pure Idea is not that of the abstract elimination of the adversary but that of a war machine that does not have war as its object and that only entertains a potential or supplementary synthetic relation with war. Thus the nomad war machine does not appear to us the content adequate to the Idea, the invention of the Idea, with its own objects, space, and composition of the nomos.”[11] If we avoid that assumption, we can see that this machinery is extremely productive of its constitutive elements.
The first thing that this machine produces is a form of societal organization. Perhaps we need to argue that the band or the gang is the proper organization of children. The children when engaging in modes of self organization consistently place themselves in such a structure, whether this is a matter of the day to day life of Jordan College, the city of children, or the research facilities in the north which captured children for their experiments. We find a similar reading of bands of children, and the formation of the band or the gang in general within the work of Deleuze and Guattari. We are given an example of their war machine against the state within their essay “1227: Treatise on Nomadology—The War Machine.”
This is easily seen in certain band or pack phenomena. For example, in the case of gangs of street children in Bogota, Jacques Meunier cites three different ways in which the leader is prevented from acquiring stable power: the members of the band meet and undertake their theft activity in common, with collective sharing of the loot, but they disperse to eat or sleep separately; also, and especially, each member of the band is paired off with one, two, or three members, so if he has a disagreement with the leader, he will not leave alone but will take along his allies, whose combined departure will threaten to break up the entire gang; finally there is a diffuse age limit, and at about age fifteen a member is inevitably induced to quit the gang.[12]
This structure of organization is based on a whole series of counterpowers, ranging from the ability to disband the structure to the limitations on who can be a member. In effect, these counterpowers continually put the structure of leadership in jeopardy, and make the leader pay attention to the demands and desires of the membership. If there is a form of servitude voluntaire that is to be found here it is on the part of the leader. He only keeps hold of the position of leadership through forms of prestige that are only held through the understanding and acting upon the desires of the group.
But simultaneously, the object of the war machine is not as Deleuze and Guattari point out so eloquently, war. They are instead directed towards producing something immanently within them, new forms of assemblages. We are of course drawing from the notion of the assemblage produced by Deleuze and Guattari. “Assemblages are passional, they are compositions of desire. Desire has nothing to do with a natural or spontaneous determination; there is no desire but assembling, assembled, desire. The rationality, the efficiency, of an assemblage does not exist without the desires that constitute it as much as it constitutes them.”[13] The assemblage both produces the subjects that are engaged in it, as well as being produced by them. The logic of the assemblage escapes out of the liberal/communitarian binary that has haunted certain forms of political thought.
In the case of the children, the assemblages they produce allow for the exploration and expansion of their capacities, the understanding and development of their passions, etc. We need to avoid placing this within a telos of logic; a developmentalist understanding of the subject that place a natural end of the war machine in the normalization of adults. To be certain, more often than not, this process is directed to the production of good subjects of the system, but its essence doesn’t lie there. Instead, we should find it in the ability to understand and control oneself. To place it within a Spinozist framework, they are developing the capacity for freedom. This is what lies at the essence of the war machine of children.
To avoid reading this through a liberal humanist lens, we need to bring out the ‘transindividualist’ implications contained within the notion of assemblage. This concept is developed by Etienne Balibar in order to think through Spinoza’s concept of the multitude. One could say that both Balibar’s concept of ‘transindividuality’ and the concept of the assemblage both are engaged in an understanding of the multitude, and both try to conceptualize communicability outside of the norms of political thought. What I want to bring out explicitly in Balibar’s concept deals with the relationship of subjects to affects. In their reading of Balibar, Moira Gatens and Genevieve Lloyd argue that “relations of communication of affect [which produce the multitude] between human individuals are here subsidiary to the relations of communication between the affects themselves. In this way affective communication is the very concept of ‘the mass’.[14]
In turn we need to understand social arrangements as organizations of affective power. What in turn is accomplished through the play of children is the possibility of creation of these networks, precisely through modes of experimentation with them. One learns how to produce social networks precisely by building social networks. But this is not possible within the limits of coagulated power. Instead we see this formation only possible outside of it. The danger implicit within this project is what causes the agent, par excellence, and the church to come up with ways of disconnecting children from networks of desire. How to remove the capacity of the dust (a manifestation of desire which will be discussed later) to infect the play of children?
To understand what are the full implications of this essence, one can look at what happens with the stoppage of this development. The becoming of childhood is a transitional event, a ‘going under’ to produce something else. So what does it mean to be trapped in that state? This theme is explored in ‘A Children’s World’, the city of Cittegazze, where adults have been driven out of the city and children are left to their own to organize it. The mechanism that keeps this state going are the entities called the specters of indifference, who feed of the substance of the adults of the city. In effect, as the children reach maturity, they are either culled by the spectors or are driven away. The seeming stasis of children in turn becomes a real stasis, as that the conatus or drive of the children is taken away.
The initial comment on the ‘savagery’ or the lack of control over the passions takes on new implications within this situation. We find a society that is driven by superstition and fear, and a society that is ripe for the appropriation of the state apparatus in this situation. This is pushed forwards in the initial conflict between Lyra and Will between the children of the city. They come across the following scene.
Twenty or so children were facing inward in a semicircle at the base of the tower, and some of them had sticks in their hands, and some were throwing stones at whatever they had trapped against the wall. At first Lyra thought it was another child, but coming from inside the semicircle was a horrible high wailing that wasn’t human at all. And all the children were screaming too, in fear as well as hatred.[15]
We find the war machine redirected because the possibility of being anything but a child no longer exists. The circularity of the movement of children becomes literalized, and there is no longer any movement whatsoever. In this language so linked with the fear of the mob, we find ourselves in the space of entrapment. The children are trapped, and in turn, they reenact this entrapment. The scream of the cat, which is to become the sacrificial representation of this entrapment, blurs with the scream of the children. We are given a more explicit example of this deindividualization in a later conflict between Lyra and Will and the children of Ci’gazze. “They weren’t individual children: they were a single mass, like a tide. They surged below him and leaped up in fury, snatching, screaming, spitting, but they couldn’t reach.”[16] We are given another mode of interiorization in this instant. Fear and superstition become a crude form of constituted power that produces and interiorizes a specific body by the act of symbolic exclusion.[17]
But we are pushed farther in this recognition. Up until now we have been given a very privileged gaze on the life of children. One can argue that the possibility of this formation is immanent within children, it can always erupt in the right conditions. This is indicated through a brief conversation between Will and Lyra.
“They were just crazy,” Lyra said. “They would have killed her. I never have seen kids being like that.”
“I have,” said will.
But his face was closed; he didn’t want to talk about it, and she knew better to ask. She knew she wouldn’t even ask the alethiometer.[18]
Will becomes an interesting counterweight to the experiences of Lyra in being an assemblage of children. He has already experienced the sense of exclusion and assault that is created through a sense of otherness. In the need to defend his mother, Will has been left out of the social patterns of children, their play, bonding, etc. He later explains that he could not let anyone see the condition that his mother was in, or the condition of the household. This puts him in the place of the cat, the fetishized object of superstitional fear. In turn, he had to defend himself against its exclusions.
Enough of this. Perhaps we need to move outside of the example of children to understand this directional nature of an assemblage. We are given more than one example of a war machine in the books, after all. The war machine of the gypsies is also directed towards other goals than war itself in its essence. The gypsies operate on the frontiers of the society, migrating cyclically along the river, and this has made them a prime target for the child snatchers of the General Oblation Board. In response, they turn their mobility into a war party. They collect money and supplies from all the families in order to facilitate this goal. In the meetings organized in order to discuss the mission of the war party, one of the mothers asks about punishment of the ‘gobblers’. The response says something significant about the goals of the party and the formation of the war machine in general.
“Nothing will hold my hand, Margaret, save only judgement. If I stay my hand in the North, it will only be to strike the harder in the South. To strike a day too soon is as bad as striking a hundred miles off. To be sure, there’s a warm passion behind what you say. But if you give in to that passion, friends, you’re doing what I have always warned you agin: you’re a placing the satisfaction of your own feelings above the work you have to do. Our work here is first rescue, then punishment. It en’t gratification for upset feelings. Our feelings don’t matter. If we rescue the kids but we can’t punish the Gobblers, we’ve done the main task. But if we aim to punish the Gobblers first and by doing so lose the chance of rescuing the kids, we’ve failed.[19]
We find the goal of the war machine lies in the restoration of the fullness of community, and that if it is distracted from that goal, then it has been a failure. We find that their goal is something other than the destruction of the enemy, which may occur as a supplement, but is not the essence of the mission. The essence of the mission lies in the renewal of both the community of gypsies, and the other communities that had their children stolen from them. This falls in line with something commented in the end of the ‘Treatise on Nomadology’, Deleuze and Guattari note, “if guerilla warfare, minority warfare, revolutionary and popular war are in conformity with the essence, it is because they take war as an object all the more necessary for being merely “supplementary”: they can make war only on the condition that they simultaneously create something else, if only nonorganic social relations.”[20]
The war party of the gypsies then becomes a counterattack against the incorporation of part of them, their children, into a sovereign structure. This becomes part of a longer struggle for the gypsies, as they attempt to continue in their nomadic ways. The theft of children is contiguous with a state that is continually trying to pen them in, take away the right to the commons of the waterway, and incorporate them into the sedentary nature of state society. In turn the gypsies fight to remain on the borders of the state, neither in nor out of them, in a state of indistinction.
In thinking about this struggle to remain in the interstices, I want to circle around and play with around with the demarcation of the word ‘savage.’ We have already been introduced to the word in a troublesome connection with childhood, and slavery to the passions, but we need to relate the ‘barbarian’, the ‘savage’ (the words are use interchangeably) to a certain exteriority. We need to relate this to the other examples we are given of the war machine, the gypsies, the bears, witches, Lord Asriel’s ‘republic of heaven’. All of these machines are defined by the same exteriority in relation to the state. They are at times appropriated by the state, and arrayed in battle against one another by the state, but their essence lies outside of it.
The one formation that we have not discussed as of yet is the war machine that Lord Asriel puts together in order to fight the Authority. This community, which is far more ambiguous, acts as a sort of fusion of the rest of these communities that operate on the frontiers of the state, or in its acts of exclusion. Lord Asriel’s war machine is a fusion of war machines, all of which are built upon something deeply alien to Deleuze and Guattari’s philosophy, the contradictions of their given societies. To grasp this we must turn elsewhere, to the notions that Louis Althusser brings to Marxism.[21] Althusser argues for an overdetermined understanding of the production of a revolutionary rupture. “If this contradiction is to become ‘active’ in the strongest sense, to become a ruptural principle, there must be an accumulation of ‘circumstances’ and ‘currents’ so that whatever their origin and sense…, they ‘fuse’ into a ruptural unity: when they produce the result of the immense majority of the popular masses grouped in an assault on a regime in which it ruling classes are unable to defend.”[22]
Lord Asriel’s project is directed towards pushing constituted power to the point of crisis, and to organize forces to accomplish this. We cannot fully understand the actions of the machine produced by Asriel within Deleuze and Guattari’s terms. He is operating within the world of crisis and contradiction. This makes him a very ambiguous figure in the book, for if he is the one who is willing to create the conditions to confront the authority, the means he uses to do so are frequently ghastly. Still in order to accomplish this, he organizes the formation of the war machine par excellence. We find this description of the citadel he organizes.
And on the rim of the world, where the light was increasing moment by moment, a great mountain range reared at its peaks—jagged spears of black rock, mighty broken slabs, and sawtooth ridges piled in confusion like the wreckage of a universal catastrophe. But on the highest point, which as she looked was touched by the first rays of the morning sun and outlined in brilliance, stood a regular structure: a huge fortress whose battlements were formed of single slabs of basalt half a hill in height, and whose extent was to be measured in flying time.
Beneath this colossal fortress, fires glared and furnaces smoked in the darkness of early dawn and from many miles away Ruta Skadi heard the clang of hammers and the pounding of great mills. And from every direction, she could see more flights of angels winging toward it, and not only angels, but machines too: steel-winged craft gliding like albatrosses, glass cabins under flickering dragonfly wings, droning zeppelins like bumblebees—all making for the fortress that Lord Asriel was building on the mountain at the edge of the world.”[23]
We are brought to all of the elements that fascinate Deleuze and Guattari. The war machine that is constructed by Lord Asriel is linked directed with the notion of metallurgy. The fortress is consumed with the production of weapons, through its mills and its smiths. These subversive and nomadic knowledges are brought together and fused into a new formation. They are transformed into “the shared line of flight of the weapon and the tool: a pure possibility, a mutation. There arise subterranean, aerial, submarine technicians who belong more or less to the world order, but who involuntarily invent and amass virtual charges of knowledge and action that are usable by others, minute but easily acquired for new assemblages.”[24]
We need to make a pivot within our discussion from the question of the war machine, to the question of essence. Obviously, this question of essence has a disastrous history, linked with both a philosophical lineage of Platonism and with the racist and colonialist lineages of Western thought. However I want to use it in the sense that Deleuze and Guattari use it. Brian Massumi makes the following reading of their usage; “The word “essence” should not taken in any Platonic sense. The essence is always of an encounter; it is an event; it is neither stable nor transcendental nor eternal; it is immanent to the dynamic process it expresses and has only an abyssal present infinitely fractured into past and future.”[25] The essence is produced through an engagement of the world, and is immanent to that engagement. Although we will find that there is a degree of parting between Deleuze and Guattari’s understanding of this and the concept contained in the books, both are based in this notion of becoming.
To read essence within the act of becoming, it seems valuable to return to the roots of Deleuze’s thought, that is to Spinoza, and more precisely, the Ethics. We find essence connected to the notion of the conatus, which is defined in the third book of the ethics in Proposition 6 and Proposition 7 as, “Each thing, in so far as it is in itself, endeavors to persevere in its being.”[26] We find as essential definition for existence in Spinoza, the attempt to persist in it being. This applies to all of existence; a rock or a bookshelf has this drive as well as living things. This is not the essence of the modes, which are not permanent. The conatus is the essence only for substance, for god, which is eternal. Instead, for the modes, essence is linked to the conatus in another manner. “The endeavor by which each thing endeavors to persevere in its being is nothing other than the actual essence of the thing.”[27] Essence is the way, the expression of the mode’s attempt to continue in being.
As we move into a discussion of the novels, it also should be noted, that it doesn’t literally find its use in the novels. Instead we are introduced to the notion of essence in humans through the concept of the daemon, although we will find this conatus in other forms such as the armor of the bear, and in hidden forms in other worlds.
“Why do daemons have to settle?” Lyra said. “I want Pantalaimon to be able to change forever. So does he.”
“Ah, they always have settled, and they always will. That’s part of growing up. There’ll come a time when you’ll be tired of his changing about, and you’ll want a settled kind of form for him.”
“I never will!”
“Oh, you will. You’ll want to grow up like all the other girls. Anyway, there’s compensations for a settled form.”
“What are they?”
“Knowing what kind of person you are. Take old Belisaria. She’s a seagull, and that means I’m a kind of seagull too. I’m not grand and splendid nor beautiful, but I’m a tough old thing and I can survive anywhere and always find a bit of food and company. That’s worth knowing, that is. And when your daemon settles, you’ll know the sort of person you are.”
“But suppose your daemon settles in a shape you don’t like?”
“Well, then, you’re discontented, en’t you? There’s plenty of folk as’d like to have a lion as a daemon and they end up with a poodle. And till they learn to be satisfied with what they are, they’re going to be fretful about it. Waste of feeling, that is.
But it didn’t feel to Lyra that she would ever grow up.”[28]
We have already been introduced the notion that the conatus of the child is becoming adult. This concept is then linked to the figure of the daemon. The daemon is able to take a multiplicity of forms when a subject is a child, but maturity brings it into one definitive shape. The society that Lyra lives in is a highly stratified one, so the forms that these shapes take are similarly highly regulated. One is given a whole series of examples of this; for instance servants’ daemons usually take the form of dogs. In this sense, the figure of the daemon acts to represent the essence in the manner that subject ‘endeavors to persevere in its being’ via the mode of employment that the subject is involved in.
There is nothing particularly naturalized about the creation of this essence, save for the fact that the notions of class that are naturalized within the society. We are in fact pointed to the fact that people frequently feel dissatisfied with their daemon. This notion of essence is somewhat discordant with Deleuze and Guattari’s, that we have seen is one that is formed in the ‘event’. Instead, the formation of essence retains a sense of coagulation that moves beyond this sense of the event. In this sense, the concept of essence within the book takes on a much more historically determined coarse then in Deleuze and Guattari. Perhaps the best way of phrasing this is that the essence of the daemon is much more willing to reflect the overdetermining and frequently unpleasant elements of history that Deleuze and Guattari are trying to escape.
But the matter of contingency in the form of the essence cannot only be found in children, nor can it be reduced to some form of developmentalism. Perhaps another example can be used to understand the moment of contingency in the formation of an essence. In order to do this; I would like to move our discussion from children to the community of armored bears that are one of the war machines. The conflict can be stated in the following manner. The bears had been living in a nomadic fashion, acting as a form of mercenary war machine for some time. However under the influence of Mrs. Coultier, the bear Iofur Raknison took over the leadership of the community through trickery and began to move it in the direction of producing a human-like community. He wanted the essence of the bear to be reflected in another manner, through a human-like daemon rather than through armor which was the traditional form of reflecting a bear’s essence.
In turn, Iofur begins to transform the ways that bears interact with each other. Introducing the accoutrements of feudal power, in its modes of expressing power, with its tapestries, universities, thrones, etc. Within this transformation, we find the bears at moment of contingency. Neither have the bears transformed into colonized subjects, that is to say into junior forms of humans, nor can they properly speaking, precisely go back to what they were before. Within this moment, Lyra manages to trick Iofur into fighting Iorek for the leadership of the bears. We find a very good description of the implications of this.
“And she was aware that all the other bears were making the comparison too. But Iorek and Iofur were more than just two bears. There were two kinds of beardom opposed here, two futures, two destinies. Iofur had begun to take them in one direction, and Iorek would take them in another, and in the same moment, one future would close forever as the other began to unfold.”[29]
The two bears represented two different ways to react to the interaction with the human community, one that was defined by independence and a linkage with a certain tradition, and the other, which would have put itself in the tutelage of the human community. And yet, neither choice can be read as not being impacted by the engagement with that human community. Iorek in no way stands a pillar of a timeless essence of ‘beardom’ untouched by the human community. He himself had lived and had been tricked by the human community, and he eventually wins his kingdom back precisely through a group of forms of trickery. There are times that he begins to doubt his own goals at times, but the strategies that he puts into place pushes the community of bears into a new direction.
We are then confronted with an conceptualization of essence that while it is not as contingent as what Deleuze and Guattari are theorizing, still is produced within certain contingent frameworks, and is in no sense immutable. If the structure were immutable, after all, there would be no need for the battle; bears would have the same nature throughout time. At the same time, the confrontation closes the door on one alternative, and places the other into a hegemonic position. It is a sense of essence that coagulates out of political struggle, an concept that is neither ephemeral nor essential, rather one that comes out of the force of accumulation and the history of the subject or subjects.
If we have dealt with the issue of essence, “the endeavor by which each thing endeavors to persevere in its being is nothing other than the actual essence of the thing” as Spinoza puts it, we need to deal with the question of substance, that which finds its essence within the persistence of being. We find this figure represented within the figure of the Dust, or the figure of the angels, and I want to place under the category of desiring matter. We see this very eloquently expressed in the books. “Dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed.”[30] We will explore the trajectory that this desiring matter takes within the conflict between constituting and constituted power. We will find that desiring matter is not an originary state, but rather a pole in a struggle in the very direction of the constitution of things.
Before we enter into that discussion, it would perhaps behoove us to discuss the question of representation briefly. After all, one could very reasonably ask the question, how could one represent the unrepresentable? The text itself points us to this fact at a number of points as well. Within the stories of the origins of the mulefa, we are reminded that these are fables, pointing towards modes of transformation. The most significant occurs when the witch Rita Skadi comes into contact with the angels. We are both given a description of what she sees, and the inadequacy of it, from the limitations of her understanding.
“Rita Skadi was four hundred and sixteen years old, with all the pride and knowledge of an adult witch queen. She was wiser by far than any short-lived human, but she had not the slightest idea of how like a child she seemed beside these ancient beings. Nor did she know how far their awareness spread out beyond her like filamentary tentacles to the remotest corners of the universes she had never dreamed of; nor that she saw them as human-formed only because her eyes expected to. If she were to perceive their true form, they would seem more like architecture than organism, like huge structures composed of intelligence and feeling.”[31]
Representation becomes a way of comprehending something that is outside of the possibility of comprehension. While the nature of this power is unrepresentable, it must be placed within this structure of representation in order to allow it to operate within the logic of the narrative, otherwise it would fall into the traps of a certain secularist understanding of power and time. At the same time, we are constantly reminded of this connivance of the narrative, its artificiality and its inadequacy.
So lets follow the narrative of this fable of desiring matter, of constituent power. As I noted before, we need to understand that this constituent power acts as a sort of counterpower, that it has never acted alone in an originary capacity. We are pointed to this in a description of the conflict.
“There are two great powers,” the man said, “and they’ve been fighting since time began. Every advance in human life, every scrap of knowledge and wisdom and decency we have has been torn by one side from the teeth of the other. Every little increase in human freedom has been fought over ferociously between those who want us to know more and be wiser and stronger, and those who want us to obey and be humble and submit.”[32]
We are given a sense of one pole of the battle, which are linked to a certain project of the enlightenment. The project of “human freedom” is linked intimately with the acquisition of “every scrap of knowledge and wisdom and decency.” These traits are linked with the increased capacity of the human subject. We can read this within the terms that Deleuze and Guattari operate within, one side that is constantly drawing lines of flight to create new capacities, and one side that is dedicated to the apparatuses of capture to control them. At the same time we find another element in this struggle that links up with Deleuze and Guattari, that is in the matter of origins. They argue against Clastres that one cannot conceive of a time without the state as part of a conflictual structure.
We are compelled to say that there has always been a State, quite perfect, quite complete. The more discoveries archaeologists make, the more empires they uncover. The hypothesis of the Urstaat seems to be verified: “The State clearly dates back to the most remote ages of humanity.” It is hard to imagine primitive societies that would not have been in contact with Imperial States, at the periphery or in poorly controlled areas.[33]
We cannot conceive of a Rousseauean state of nature within this structure. Human history is constituted by these two poles. The State does not constitute a fall from grace, but something that has always defined this conflict. But this history has more specificity that we can find further within the narrative, something beyond a variation on Marx and Engels’ statement at the beginning of the manifesto that “the history of all hitherto existing society is the history of class struggles.” We are given a history, a narration of the conflict, the struggle later in the story from one of the angels, the dust. This narration no longer operates from the perspective of man, but from the lines of force that go through them.
Balthamos said quietly, “The Authority, God the Creator, the Lord, Yahweh, El, Adonai, the King, the Father, the Almighty—those were all names he gave himself. He was never truly the creator. He was an angel like ourselves—the first angel, true, the most powerful, but he was formed of Dust as we are, and Dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed. The first angels condensed out of the Dust, and the Authority was the first of all. He told those who came after him that he had created them, but it was a lie. One of those who came later was wiser than he was, and she found out the truth, so he banished her. We serve her still. And the Authority still reigns in the Kingdom, and Metatron is his Regent.[34]
The figure of dust is immediately linked with two important attributes, which can be linked to matter and self-knowledge. As the angel notes in the passage above, “dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed.” We find contained within this formulation, a desire and a drive, and through this we are pointed to a wide and expansive constituent power, one that links matter and spirit. At the same time, this is precisely what produces its opposition in a form of constituted power.
The contestation that comes out of this formula is more than global; it crosses a multiplicity of dimensions. The primary form of contestation has taken place within human evolution and the evolution of other sentient subjects. The dust, or rebel angels, intervened within this evolution to introduce their form of desire into the community. Within Christian mythology, this takes the form of the snake. This act was taken as a form of counterattack, a form of vengeance. We find human desire to be a form of weapon thrown at the form of constituted power.
One recalls the analysis and detail that Deleuze and Guattari give to the creation of weapons within their text. They are interested in responding to and critiquing a particular productivist trope within Marxist thinking. They look to the form of the weapon rather than the tool as the most important form within this desiring economy.
As a first approximation, weapons have a privileged relation with projection. Anything that throws or is thrown is fundamentally a weapon, and propulsion is its essential moment. The weapon is ballistic; the very notion of the “problem” is related to the war machine. The more mechanisms of projection a tool has, the more it behaves like a weapon, potentially or simply metaphorically. In addition, tools are constantly compensating for the projective mechanisms they possess; or else they adapt them to other ends. It is true that missile weapons, in the strict sense, are only one kind among others; but even handheld weapons require a usage of the hand and arm different from that required by tools, a projective usage exemplified in the martial arts. The tool, on the other hand, is much more introceptive, introjective: it prepares a matter from a distance, in order to bring it to a state of equilibrium or to appropriate it for a form of interiority. Action at a distance exists in both cases, but in one case it is centrifugal and in the other, centripetal. One could also say that the tool encounters resistances, to be conquered or put to use, while the weapon has to do with counterattack, to be avoided or invented (the counterattack is in fact the precipitating and inventive factor in the war machine, to the extent that it is not simply reducible to a quantitative rivalry or defensive parade).[35]
The weapon is thrown out into the world as a form of direct engagement with it. It is directly linked in with the figure of desire, with the affects. By doing this, it is linked with movement and the transversal of space rather than mediation. It is not designed to bring things into a state of equilibrium, but create a situation of explosive motion. For Deleuze and Guattari, the revolutionary moment doesn’t occur when workers act as such, but when they reformulate themselves in the form of the war machine, when they turn their tools into weapons.
In that case, it would be easy to read that in conjunction of the creation of the subtle knife, the knife that can cut through dimensions, but for the angels, it is clear that the weapon that they have hurled is Lyra, who is to reenact the role of Eve. They transform the tools that they work with, that is to say, with the understanding of matter and desire, and hurl it outward into the universe. In the end, it is not the knife that destroys the authority, but Lyra, who we are reminded by Lord Asriel repeatedly, is quite ordinary. It is not out of transcendent figures that the revolutionary assemblage is made out of, but out of our ordinary desires.
One interesting note to make about the end of the book is despite the apocalypse that is wrought; there is surprisingly little transformation on the level of the political. We have after all, witnessed the death of God, and the destruction of his structure of authority. One sees the return of liberal forces after the encroachment of the forces of reaction. I think that socialist science fiction writer China Mieville’s disappointment in the book can be largely found in this fact. Perhaps, we need to follow in Giorgio Agamben’s argument in The Coming Community, when he quotes from Benjamin’s version of a parable “Everything will be as it is now, just a little different.”[36]
But to be frank, there is something unacceptable in such quietus. Let’s turn to the political community that is formed in this battle. What does it mean that Lord Asriel’s concept of ‘the republic of heaven’ cannot work? Ultimately I want to argue that this is the most ambivalent moments of the books, one that is tied into the notion of essence that is developed in the form off the daemon. There is an initial disappointment in the declaration that the republic of heaven must be created at home. After all, the social structure that Asriel brings together fits surprisingly well with the globalizing world that we are living in today. It produces an assemblage that is based in multiplicity. One feels that the formulation of a ‘republic of heaven” that is to be found at home is a bit parochial in its formulation. It does not deal with the multiplicity that already exists.
At the same time, the community that Lord Asriel produces is steeped in the language of transcendence. Asriel is a figure that could come out of the pages of Percy Shelley’s epic poetry or could fill the role of Milton’s Satan. Revolutionary desire is tied to the figure of the great man, inaccessible and discreet. By critiquing this, we are also pointed to the possibilities of revolutionary desire that can be found in everyday life. After all, the most significant figures we are given in this description are the formations of children and of the gypsies. The weapon, par excellence, is not the subtle knife, a dubious product of mercantile capital, but the ordinary structures of desire and understanding of the world.
In the end, this duality between a parochial localism and a transcendent understanding of the globalism may be the horizon of the book. To move beyond it, we must conceive of both structures as constructed and immanent. This notion pushes against the notions of representation that the book is clearly struggling with. Perhaps we should read it in another way, as a limit figure that must be crossed in the transformation of the world.
[1] See Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 521.
[2] Although a more thorough explication of this argument can be found in Antonio Negri’s book, Insurgencies.
[3] Antonio Negri and Michael Hardt, Empire (Cambridge, Mass.: Harvard University Press, 2000), 73.
[4] Walter Benjamin, Illuminations, Ed. Hannah Arendt and trans. Harry Zohn (New York: Schocken Books, 1969), 255
[5] Walter Benjamin, Illuminations, Ed. Hannah Arendt and trans. Harry Zohn (New York: Schocken Books, 1969), 255
[6] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 31-32.
[7] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 33
[8] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 32-33.
[9] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 353.
[10] It is also worth noting that the children described in this scenario are not the recipients of any sort of formal education, as that they are the children of servants. Lyra herself is only educated sporadically, taken up temporarily by a scholar here and there only to be dropped. One presumes that they exist within the institution of the family, but this aspect of children’s life is never given to us. The books only give us children in their modes of self-organization, or in their capture by the agents of the General Oblation Board.
[11] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 420
[12] Ibid., 358.
[13] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 399.
[14] Moira Gatens and Gnevieve Lloyd, Collective Imaginings: Spinoza, Past and Present (London: Routledge, 1999), 66
[15] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 96.
[16] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 204
[17] See Giorgio Agamben, Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen (Stanford, California: Stanford University Press, 1993).
[18] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 98.
[19] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 122.
[20] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 423
[21] I also think that the figure of Lord Asriel could also be read in the context of much of what Louis Althusser says in his small book on Machiavelli.
[22] Louis Althusser, For Marx, trans. Ben Brewster (London: Verso, 1996), 99.
[23] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 126-7
[24] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 403
[25] Brian Massumi, A User’s Guide to Capitalism and Schizophrenia (Cambridge, Mass.: The M.I.T. Press, 1992), 18.
[26] Spinoza, Ethics, ed. and trans. G.H.R. Parkinson (Oxford: Oxford University Press, 2000), 171
[27] Spinoza, Ethics, ed. and trans. G.H.R. Parkinson (Oxford: Oxford University Press, 2000), 171
[28] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 146,147
[29] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 307
[30] Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 32
[31] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997),, 124, 125
[32] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 283
[33] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 360
[34] Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 32
[35] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 395
[36] Giorgio Agamben, The Coming Community, trans. Michael Hardt (Minneapolis: Minnesota: University of Minnesota Press, 1993), 53.
I initially conceived as writing about Deleuze and Guattari’s essay “1227: Treatise on Nomadology—The War Machine” in relation to Philip Pullman’s His Dark Materials Trilogy as a sort of provocation. There is something incongruous about writing about a set of fantasy novels written for young adults in context of the war machine. The prevocational act can be seen to be implicit in the pop leanings of the entirety of A Thousand Plateaus, and this follows within that trajectory. However the connection is a bit deeper than the desire for some sort of shallow shock appeal. There is a parallel that I find between the work of Pullman and the work of Deleuze and Guattari. That parallel can be found in the lines of force that both works want to both represent (to the extent such a thing is representable) and produce.
The His Dark Materials trilogy comes out of an interesting historical juncture. Coming out of the age of globalization, it finds its primary influence in John Milton’s Paradise Lost, written in the aftermath of the English Civil War, with clear influences from the radical movements of that era. The trilogy draws from two other sources Kleist’s “On the Marionette Theater” and the poetry of William Blake.[1] I want to link this to a certain argument that can be found in Antonio Negri and Michael Hardt’s Empire.[2] “What is revolutionary in this whole series of philosophical developments stretching from the thirteenth to the sixteenth centuries is that the powers of creation that had previously been consigned exclusively to the heavens are now brought down to earth. This is the discovery of the fullness of the plain of immanence.”[3]
This engagement with the past, in this case, the literature of the past, has a direct correlation with Benjamin’s understanding of history. Benjamin argues that “to articulate the past historically does not mean to recognize it “the way it really was” (Ranke). It means to seize hold of a memory as it flashes up at a moment of danger.”[4] Negri and Hardt point to a whole series of political and philosophical movements that allow the emergence of an understanding of an immanent power. We must understand that this immanent power was captured to produce the state of things today that of the domination of globally integrated capital, but that it wasn’t the only possibility that was possible within that trajectory.
What becomes clear is that this moment of history ‘flashes’ up at precisely at another moment of indeterminacy. As Hardt and Negri are drawn to the political and philosophical works of the period that fed into the Renaissance, Pullman is feeding off the literature that is produced out of that force. Both point to a conceptualization of both history and power that is not in the thrall of the homogenous, empty time of capitalist sovereignty and secularist thought.
This return (which is not purely a return) to a whole set of metaphors and descriptions linked to the figure of God, allows for the creation of a citadel to launch a critique of the current state of things. When we follow the trajectory of Pullman’s stated antecedents (Milton, Kleist and Blake), we can find a certain relationship with the lines of flight that come out of the history of the class struggle. As Benjamin states, “they manifest themselves in this struggle as courage, humor, cunning, and fortitude. They have retroactive force and will constantly call in question every victory, past and present, of the rulers. As flowers turn toward that sun, by dint of a secret heliotropism the past strives to turn toward the sun which is rising in the sky of history.”[5]
We are then offered a redeployment of the literature of the past in order to reconsider the present. This literature explicitly points to the reality of virtuality by positing and exploring a multiplicity of worlds. Instead of a telos that must end in the triumph of capital, we are given an explosive multiplicity of worlds. This reality is an often forbidden knowledge within the societies, either to be suppressed or used for cynical purposes. The conflict between constituent and constituted power is drawn into this expansive map of multiple worlds. One could make a compelling reading of the multiplicity of ways that this explosive power is kept in check by modes of constituted power, but instead I am interested in reading the emphasis that the books put on, which is in the lines of flight. The concept of the ‘war machine’ that Deleuze and Guattari develop in A Thousand Plateaus then becomes an ideal vehicle to explore this.
I am interested in discussing the series in relation to the war machine on three inter-connected themes. The first theme that I want to touch on is that of the mechanism of the war machine. One can make the argument that most of the main social organizations of the book operate on this model; some appropriated by the state, and some not. However, the groups that I am interested in following up on are those that operate on the interstices of society, children, gypsies, and Lord Asriel’s citadel against the kingdom of heaven. From there I want to move into the question of essence. In a sense, this follows up on the question of children. We find the production of an essence as the goal of the children’s war machine. We also get a sense of the problem that is created by a city ruled by children. The last section deals with the question of desiring matter, the rebel angels who are so intent on assaulting the authority. In this, we will be following up on some of the questions brought up by the formation of Lord Asriel’s community and its ambiguities.
As I have earlier posited, the war machine in a multiplicity of ways is the great engine of the narrative of the trilogy. We find war machines flowing throughout the text, from the formations of children, the gypsies, armored bears, etc. These machinic structures act ambiguously in relation to the state apparatus. They cannot be conceived of being innocent of the state apparatus. After all, any number of them are appropriated by the state, the bears, bands of the witches, etc. But even in that act of appropriation, there is an uneasiness in the relationship between the two structures. More significantly, more often than not they act outside of state interests and oppose them. The plot of the books ends in the fusion of these machines against the state under the guise of God, the Father, the Authority.
We open this particular discussion with the war machine that is produced by children. We are initially given a celebratory version of this machine, which we find needs to be problematized later in the book. The particular passage I am interested in looking at shifts the focus of the book from Lyra as an uncomprehending viewer of the politics of adults to the collectivity of children.
Nor was she particularly interested. In many ways Lyra was a barbarian. What she liked best was clambering over the College roofs with Roger, the kitchen boy who was her particular friend, to spit plum stones on the heads of passing Scholars or to hoot like owls outside a window where a tutorial was going on, or racing through the streets, or stealing apples from the market, or waging war. Just as she was unaware of the hidden currents of politics running below the surface of College affairs, so the Scholars for their part, would have been unable to see the rich seething stew of alliances and enmities and feuds and treaties which was a child’s life in Oxford. Children playing together: how pleasant to see! What could be more innocent and charming?”[6]
We are already introduced to a pair of important ideas within this paragraph. The book is not operating within the universe of the ‘innocence’ of children. The world of innocence is a cover for a world that is as complex and full of conflict as the world of adults. We are operating in a world in which the drive and desire are in full operation. If anything, these drives are more explosive than their adult counterparts. Simultaneously, we are guided to read the complex operations of children on the level of the political through means of analogy.
At the same time, through the character of Lyra we are give an image of the child as ‘barbarian’ and just as often, as ‘savage.’ We find this explicated in the following passage. The linking of children with the primitive has a long standing if not particularly distinguished history within Western thought. We need to acknowledge this lineage in understanding the passage. At the same time, it seems to be indicating a relationship of children in regards to desire.
“That was Lyra’s world and her delight. She was a coarse and greedy little savage, for the most part. But she always had a dim sense that it wasn’t her whole world; that part of her also belonged in the grandeur and ritual of Jordan College; and that somewhere in her life there was a connection with the high world of politics represented by Lord Asriel. All she did with that knowledge was to give herself airs and lord it over the other urchins. It had never occurred to her to find out more.”[7]
Children are controlled by their desires, barely directing the lines of force that are directed through them. This expressed fairly explicitly through the figure of greed. We find that Lyra engages with the world on the premise of greed, although not exclusively so. She is concerned with translating what she encounters into an immediate instrumental advantage for herself. Hence, her relation with Lord Asriel allows her to take on airs, etc. This arises out of a poor sense and development of the capacities of the subject, as well a lack of understanding of the assemblages that the subject is involved in. We find Lyra in this condition, with only the vaguest sense of the political machinery that she is already involved with. In this sense, we find that the desire of children can easily be brought into the gravitational pull of the state, its instrumentality, etc. We find this expressed best in the later descriptions of the mob of children in Cittagazze, the city of children. This element of the war machine of children will be dealt with later.
But lets return to the passage, which pivots the novel from the politics of adults to the world of children. We find very quickly that the proper expression of this world finds itself in warfare. We have already been told that this is deeply alien to the political structures of adults. That is precisely because we are in a different political arena the politics of the band. This puts it outside of the stratiated logic of state logic, into the smooth space of the war machine. As Deleuze and Guattari note, “That is what bands in general, even those engaged in banditry or high-society life, are metamorphoses of a war machine formally distinct from all State apparatuses or their equivalents, which are instead what structure centralized societies.”
In fact, of course, Lyra and her peers were engaged in deadly warfare. There were several wars running at once. The children (young servants, and the children of servants, and Lyra) of one college waged war on those of another. Lyra had once been captured by the children of Gabriel College, and Roger and their friends Hugh Lovat and Simon Parslow had raided the place to rescue her, creeping through the Precentor’s garden and gathering armfuls of small stone-hard plums to throw at the kidnappers. There were twenty-four colleges, which allowed for endless permutations of alliance and betrayal. But the enmity of the colleges was forgotten in a moment when the town children attacked a colleger: then all the collegers banded together and went into battle against the townies. This rivalry was hundreds of years old, and very deep and satisfying.
But even this was forgotten when the other enemies threatened. One enemy was perennial: the brickburners’ children, who lived by the claybeds and were despised by collegers and townies alike. Last year Lyra and some townies had made a temporary truce and raided the claybeds, pelting the brickburners’ children with lumps of heavy clay and tipping over the soggy castle they’d built, before rolling them over and over in the clinging substance they lived by until the victors and vanquished alike resembled a flock of shrieking golems.”[8]
We are given a description of a war that very much fits in with the descriptions that Deleuze and Guattari enter into in their description of Go. “But what is proper to Go is war without battle lines, with neither confrontation nor retreat, without battles even: pure strategy… In Go, it is a question of arraying oneself in an open space, of holding space, of maintaining the possibility of springing up at any point: the movement is not from of one point to another: the movement is not from one point to another, but becomes perpetual, without aim or destination, without departure or arrival.”[9] Energy explodes in all directions, as all permutations of assemblage are explored. One could imagine the structure of alliances being expressed in the throwing of a large grouping of dice, each throw creating a new structure, based on new alliances and affects as the old ones are eviscerated in the throwing of the dice.
In this act, we are given a vision of stasis that is driven by a sort of perpetual motion, very similar to that of the nomad, who travels without a destination. We find that “their rivalry was hundreds of years old, and very deep and satisfying.” The warfare of children is a great engine that produces very little in the way of effects that lie outside of it, and those effects are the minor inconveniences of adult life, broken limbs, windows, bruises, etc. It can be even argued that the machinery of children stays out of the state precisely because of this reason.[10]
If one were to operate within the stratiated logic of state logic, one could make the argument that nothing happens. After all, territory is not taken, cities are not sacked, and both the victors and the vanquished end up in the same condition, as “a flock of shrieking golems.” The warfare of children of course does not act within the logic of chess. It is not directed towards territorial gains, or the destruction of its nemesis, although those may be constructs within a particular game. But to accept this logic is to accept that war is the essence of the war machine. “The pure Idea is not that of the abstract elimination of the adversary but that of a war machine that does not have war as its object and that only entertains a potential or supplementary synthetic relation with war. Thus the nomad war machine does not appear to us the content adequate to the Idea, the invention of the Idea, with its own objects, space, and composition of the nomos.”[11] If we avoid that assumption, we can see that this machinery is extremely productive of its constitutive elements.
The first thing that this machine produces is a form of societal organization. Perhaps we need to argue that the band or the gang is the proper organization of children. The children when engaging in modes of self organization consistently place themselves in such a structure, whether this is a matter of the day to day life of Jordan College, the city of children, or the research facilities in the north which captured children for their experiments. We find a similar reading of bands of children, and the formation of the band or the gang in general within the work of Deleuze and Guattari. We are given an example of their war machine against the state within their essay “1227: Treatise on Nomadology—The War Machine.”
This is easily seen in certain band or pack phenomena. For example, in the case of gangs of street children in Bogota, Jacques Meunier cites three different ways in which the leader is prevented from acquiring stable power: the members of the band meet and undertake their theft activity in common, with collective sharing of the loot, but they disperse to eat or sleep separately; also, and especially, each member of the band is paired off with one, two, or three members, so if he has a disagreement with the leader, he will not leave alone but will take along his allies, whose combined departure will threaten to break up the entire gang; finally there is a diffuse age limit, and at about age fifteen a member is inevitably induced to quit the gang.[12]
This structure of organization is based on a whole series of counterpowers, ranging from the ability to disband the structure to the limitations on who can be a member. In effect, these counterpowers continually put the structure of leadership in jeopardy, and make the leader pay attention to the demands and desires of the membership. If there is a form of servitude voluntaire that is to be found here it is on the part of the leader. He only keeps hold of the position of leadership through forms of prestige that are only held through the understanding and acting upon the desires of the group.
But simultaneously, the object of the war machine is not as Deleuze and Guattari point out so eloquently, war. They are instead directed towards producing something immanently within them, new forms of assemblages. We are of course drawing from the notion of the assemblage produced by Deleuze and Guattari. “Assemblages are passional, they are compositions of desire. Desire has nothing to do with a natural or spontaneous determination; there is no desire but assembling, assembled, desire. The rationality, the efficiency, of an assemblage does not exist without the desires that constitute it as much as it constitutes them.”[13] The assemblage both produces the subjects that are engaged in it, as well as being produced by them. The logic of the assemblage escapes out of the liberal/communitarian binary that has haunted certain forms of political thought.
In the case of the children, the assemblages they produce allow for the exploration and expansion of their capacities, the understanding and development of their passions, etc. We need to avoid placing this within a telos of logic; a developmentalist understanding of the subject that place a natural end of the war machine in the normalization of adults. To be certain, more often than not, this process is directed to the production of good subjects of the system, but its essence doesn’t lie there. Instead, we should find it in the ability to understand and control oneself. To place it within a Spinozist framework, they are developing the capacity for freedom. This is what lies at the essence of the war machine of children.
To avoid reading this through a liberal humanist lens, we need to bring out the ‘transindividualist’ implications contained within the notion of assemblage. This concept is developed by Etienne Balibar in order to think through Spinoza’s concept of the multitude. One could say that both Balibar’s concept of ‘transindividuality’ and the concept of the assemblage both are engaged in an understanding of the multitude, and both try to conceptualize communicability outside of the norms of political thought. What I want to bring out explicitly in Balibar’s concept deals with the relationship of subjects to affects. In their reading of Balibar, Moira Gatens and Genevieve Lloyd argue that “relations of communication of affect [which produce the multitude] between human individuals are here subsidiary to the relations of communication between the affects themselves. In this way affective communication is the very concept of ‘the mass’.[14]
In turn we need to understand social arrangements as organizations of affective power. What in turn is accomplished through the play of children is the possibility of creation of these networks, precisely through modes of experimentation with them. One learns how to produce social networks precisely by building social networks. But this is not possible within the limits of coagulated power. Instead we see this formation only possible outside of it. The danger implicit within this project is what causes the agent, par excellence, and the church to come up with ways of disconnecting children from networks of desire. How to remove the capacity of the dust (a manifestation of desire which will be discussed later) to infect the play of children?
To understand what are the full implications of this essence, one can look at what happens with the stoppage of this development. The becoming of childhood is a transitional event, a ‘going under’ to produce something else. So what does it mean to be trapped in that state? This theme is explored in ‘A Children’s World’, the city of Cittegazze, where adults have been driven out of the city and children are left to their own to organize it. The mechanism that keeps this state going are the entities called the specters of indifference, who feed of the substance of the adults of the city. In effect, as the children reach maturity, they are either culled by the spectors or are driven away. The seeming stasis of children in turn becomes a real stasis, as that the conatus or drive of the children is taken away.
The initial comment on the ‘savagery’ or the lack of control over the passions takes on new implications within this situation. We find a society that is driven by superstition and fear, and a society that is ripe for the appropriation of the state apparatus in this situation. This is pushed forwards in the initial conflict between Lyra and Will between the children of the city. They come across the following scene.
Twenty or so children were facing inward in a semicircle at the base of the tower, and some of them had sticks in their hands, and some were throwing stones at whatever they had trapped against the wall. At first Lyra thought it was another child, but coming from inside the semicircle was a horrible high wailing that wasn’t human at all. And all the children were screaming too, in fear as well as hatred.[15]
We find the war machine redirected because the possibility of being anything but a child no longer exists. The circularity of the movement of children becomes literalized, and there is no longer any movement whatsoever. In this language so linked with the fear of the mob, we find ourselves in the space of entrapment. The children are trapped, and in turn, they reenact this entrapment. The scream of the cat, which is to become the sacrificial representation of this entrapment, blurs with the scream of the children. We are given a more explicit example of this deindividualization in a later conflict between Lyra and Will and the children of Ci’gazze. “They weren’t individual children: they were a single mass, like a tide. They surged below him and leaped up in fury, snatching, screaming, spitting, but they couldn’t reach.”[16] We are given another mode of interiorization in this instant. Fear and superstition become a crude form of constituted power that produces and interiorizes a specific body by the act of symbolic exclusion.[17]
But we are pushed farther in this recognition. Up until now we have been given a very privileged gaze on the life of children. One can argue that the possibility of this formation is immanent within children, it can always erupt in the right conditions. This is indicated through a brief conversation between Will and Lyra.
“They were just crazy,” Lyra said. “They would have killed her. I never have seen kids being like that.”
“I have,” said will.
But his face was closed; he didn’t want to talk about it, and she knew better to ask. She knew she wouldn’t even ask the alethiometer.[18]
Will becomes an interesting counterweight to the experiences of Lyra in being an assemblage of children. He has already experienced the sense of exclusion and assault that is created through a sense of otherness. In the need to defend his mother, Will has been left out of the social patterns of children, their play, bonding, etc. He later explains that he could not let anyone see the condition that his mother was in, or the condition of the household. This puts him in the place of the cat, the fetishized object of superstitional fear. In turn, he had to defend himself against its exclusions.
Enough of this. Perhaps we need to move outside of the example of children to understand this directional nature of an assemblage. We are given more than one example of a war machine in the books, after all. The war machine of the gypsies is also directed towards other goals than war itself in its essence. The gypsies operate on the frontiers of the society, migrating cyclically along the river, and this has made them a prime target for the child snatchers of the General Oblation Board. In response, they turn their mobility into a war party. They collect money and supplies from all the families in order to facilitate this goal. In the meetings organized in order to discuss the mission of the war party, one of the mothers asks about punishment of the ‘gobblers’. The response says something significant about the goals of the party and the formation of the war machine in general.
“Nothing will hold my hand, Margaret, save only judgement. If I stay my hand in the North, it will only be to strike the harder in the South. To strike a day too soon is as bad as striking a hundred miles off. To be sure, there’s a warm passion behind what you say. But if you give in to that passion, friends, you’re doing what I have always warned you agin: you’re a placing the satisfaction of your own feelings above the work you have to do. Our work here is first rescue, then punishment. It en’t gratification for upset feelings. Our feelings don’t matter. If we rescue the kids but we can’t punish the Gobblers, we’ve done the main task. But if we aim to punish the Gobblers first and by doing so lose the chance of rescuing the kids, we’ve failed.[19]
We find the goal of the war machine lies in the restoration of the fullness of community, and that if it is distracted from that goal, then it has been a failure. We find that their goal is something other than the destruction of the enemy, which may occur as a supplement, but is not the essence of the mission. The essence of the mission lies in the renewal of both the community of gypsies, and the other communities that had their children stolen from them. This falls in line with something commented in the end of the ‘Treatise on Nomadology’, Deleuze and Guattari note, “if guerilla warfare, minority warfare, revolutionary and popular war are in conformity with the essence, it is because they take war as an object all the more necessary for being merely “supplementary”: they can make war only on the condition that they simultaneously create something else, if only nonorganic social relations.”[20]
The war party of the gypsies then becomes a counterattack against the incorporation of part of them, their children, into a sovereign structure. This becomes part of a longer struggle for the gypsies, as they attempt to continue in their nomadic ways. The theft of children is contiguous with a state that is continually trying to pen them in, take away the right to the commons of the waterway, and incorporate them into the sedentary nature of state society. In turn the gypsies fight to remain on the borders of the state, neither in nor out of them, in a state of indistinction.
In thinking about this struggle to remain in the interstices, I want to circle around and play with around with the demarcation of the word ‘savage.’ We have already been introduced to the word in a troublesome connection with childhood, and slavery to the passions, but we need to relate the ‘barbarian’, the ‘savage’ (the words are use interchangeably) to a certain exteriority. We need to relate this to the other examples we are given of the war machine, the gypsies, the bears, witches, Lord Asriel’s ‘republic of heaven’. All of these machines are defined by the same exteriority in relation to the state. They are at times appropriated by the state, and arrayed in battle against one another by the state, but their essence lies outside of it.
The one formation that we have not discussed as of yet is the war machine that Lord Asriel puts together in order to fight the Authority. This community, which is far more ambiguous, acts as a sort of fusion of the rest of these communities that operate on the frontiers of the state, or in its acts of exclusion. Lord Asriel’s war machine is a fusion of war machines, all of which are built upon something deeply alien to Deleuze and Guattari’s philosophy, the contradictions of their given societies. To grasp this we must turn elsewhere, to the notions that Louis Althusser brings to Marxism.[21] Althusser argues for an overdetermined understanding of the production of a revolutionary rupture. “If this contradiction is to become ‘active’ in the strongest sense, to become a ruptural principle, there must be an accumulation of ‘circumstances’ and ‘currents’ so that whatever their origin and sense…, they ‘fuse’ into a ruptural unity: when they produce the result of the immense majority of the popular masses grouped in an assault on a regime in which it ruling classes are unable to defend.”[22]
Lord Asriel’s project is directed towards pushing constituted power to the point of crisis, and to organize forces to accomplish this. We cannot fully understand the actions of the machine produced by Asriel within Deleuze and Guattari’s terms. He is operating within the world of crisis and contradiction. This makes him a very ambiguous figure in the book, for if he is the one who is willing to create the conditions to confront the authority, the means he uses to do so are frequently ghastly. Still in order to accomplish this, he organizes the formation of the war machine par excellence. We find this description of the citadel he organizes.
And on the rim of the world, where the light was increasing moment by moment, a great mountain range reared at its peaks—jagged spears of black rock, mighty broken slabs, and sawtooth ridges piled in confusion like the wreckage of a universal catastrophe. But on the highest point, which as she looked was touched by the first rays of the morning sun and outlined in brilliance, stood a regular structure: a huge fortress whose battlements were formed of single slabs of basalt half a hill in height, and whose extent was to be measured in flying time.
Beneath this colossal fortress, fires glared and furnaces smoked in the darkness of early dawn and from many miles away Ruta Skadi heard the clang of hammers and the pounding of great mills. And from every direction, she could see more flights of angels winging toward it, and not only angels, but machines too: steel-winged craft gliding like albatrosses, glass cabins under flickering dragonfly wings, droning zeppelins like bumblebees—all making for the fortress that Lord Asriel was building on the mountain at the edge of the world.”[23]
We are brought to all of the elements that fascinate Deleuze and Guattari. The war machine that is constructed by Lord Asriel is linked directed with the notion of metallurgy. The fortress is consumed with the production of weapons, through its mills and its smiths. These subversive and nomadic knowledges are brought together and fused into a new formation. They are transformed into “the shared line of flight of the weapon and the tool: a pure possibility, a mutation. There arise subterranean, aerial, submarine technicians who belong more or less to the world order, but who involuntarily invent and amass virtual charges of knowledge and action that are usable by others, minute but easily acquired for new assemblages.”[24]
We need to make a pivot within our discussion from the question of the war machine, to the question of essence. Obviously, this question of essence has a disastrous history, linked with both a philosophical lineage of Platonism and with the racist and colonialist lineages of Western thought. However I want to use it in the sense that Deleuze and Guattari use it. Brian Massumi makes the following reading of their usage; “The word “essence” should not taken in any Platonic sense. The essence is always of an encounter; it is an event; it is neither stable nor transcendental nor eternal; it is immanent to the dynamic process it expresses and has only an abyssal present infinitely fractured into past and future.”[25] The essence is produced through an engagement of the world, and is immanent to that engagement. Although we will find that there is a degree of parting between Deleuze and Guattari’s understanding of this and the concept contained in the books, both are based in this notion of becoming.
To read essence within the act of becoming, it seems valuable to return to the roots of Deleuze’s thought, that is to Spinoza, and more precisely, the Ethics. We find essence connected to the notion of the conatus, which is defined in the third book of the ethics in Proposition 6 and Proposition 7 as, “Each thing, in so far as it is in itself, endeavors to persevere in its being.”[26] We find as essential definition for existence in Spinoza, the attempt to persist in it being. This applies to all of existence; a rock or a bookshelf has this drive as well as living things. This is not the essence of the modes, which are not permanent. The conatus is the essence only for substance, for god, which is eternal. Instead, for the modes, essence is linked to the conatus in another manner. “The endeavor by which each thing endeavors to persevere in its being is nothing other than the actual essence of the thing.”[27] Essence is the way, the expression of the mode’s attempt to continue in being.
As we move into a discussion of the novels, it also should be noted, that it doesn’t literally find its use in the novels. Instead we are introduced to the notion of essence in humans through the concept of the daemon, although we will find this conatus in other forms such as the armor of the bear, and in hidden forms in other worlds.
“Why do daemons have to settle?” Lyra said. “I want Pantalaimon to be able to change forever. So does he.”
“Ah, they always have settled, and they always will. That’s part of growing up. There’ll come a time when you’ll be tired of his changing about, and you’ll want a settled kind of form for him.”
“I never will!”
“Oh, you will. You’ll want to grow up like all the other girls. Anyway, there’s compensations for a settled form.”
“What are they?”
“Knowing what kind of person you are. Take old Belisaria. She’s a seagull, and that means I’m a kind of seagull too. I’m not grand and splendid nor beautiful, but I’m a tough old thing and I can survive anywhere and always find a bit of food and company. That’s worth knowing, that is. And when your daemon settles, you’ll know the sort of person you are.”
“But suppose your daemon settles in a shape you don’t like?”
“Well, then, you’re discontented, en’t you? There’s plenty of folk as’d like to have a lion as a daemon and they end up with a poodle. And till they learn to be satisfied with what they are, they’re going to be fretful about it. Waste of feeling, that is.
But it didn’t feel to Lyra that she would ever grow up.”[28]
We have already been introduced the notion that the conatus of the child is becoming adult. This concept is then linked to the figure of the daemon. The daemon is able to take a multiplicity of forms when a subject is a child, but maturity brings it into one definitive shape. The society that Lyra lives in is a highly stratified one, so the forms that these shapes take are similarly highly regulated. One is given a whole series of examples of this; for instance servants’ daemons usually take the form of dogs. In this sense, the figure of the daemon acts to represent the essence in the manner that subject ‘endeavors to persevere in its being’ via the mode of employment that the subject is involved in.
There is nothing particularly naturalized about the creation of this essence, save for the fact that the notions of class that are naturalized within the society. We are in fact pointed to the fact that people frequently feel dissatisfied with their daemon. This notion of essence is somewhat discordant with Deleuze and Guattari’s, that we have seen is one that is formed in the ‘event’. Instead, the formation of essence retains a sense of coagulation that moves beyond this sense of the event. In this sense, the concept of essence within the book takes on a much more historically determined coarse then in Deleuze and Guattari. Perhaps the best way of phrasing this is that the essence of the daemon is much more willing to reflect the overdetermining and frequently unpleasant elements of history that Deleuze and Guattari are trying to escape.
But the matter of contingency in the form of the essence cannot only be found in children, nor can it be reduced to some form of developmentalism. Perhaps another example can be used to understand the moment of contingency in the formation of an essence. In order to do this; I would like to move our discussion from children to the community of armored bears that are one of the war machines. The conflict can be stated in the following manner. The bears had been living in a nomadic fashion, acting as a form of mercenary war machine for some time. However under the influence of Mrs. Coultier, the bear Iofur Raknison took over the leadership of the community through trickery and began to move it in the direction of producing a human-like community. He wanted the essence of the bear to be reflected in another manner, through a human-like daemon rather than through armor which was the traditional form of reflecting a bear’s essence.
In turn, Iofur begins to transform the ways that bears interact with each other. Introducing the accoutrements of feudal power, in its modes of expressing power, with its tapestries, universities, thrones, etc. Within this transformation, we find the bears at moment of contingency. Neither have the bears transformed into colonized subjects, that is to say into junior forms of humans, nor can they properly speaking, precisely go back to what they were before. Within this moment, Lyra manages to trick Iofur into fighting Iorek for the leadership of the bears. We find a very good description of the implications of this.
“And she was aware that all the other bears were making the comparison too. But Iorek and Iofur were more than just two bears. There were two kinds of beardom opposed here, two futures, two destinies. Iofur had begun to take them in one direction, and Iorek would take them in another, and in the same moment, one future would close forever as the other began to unfold.”[29]
The two bears represented two different ways to react to the interaction with the human community, one that was defined by independence and a linkage with a certain tradition, and the other, which would have put itself in the tutelage of the human community. And yet, neither choice can be read as not being impacted by the engagement with that human community. Iorek in no way stands a pillar of a timeless essence of ‘beardom’ untouched by the human community. He himself had lived and had been tricked by the human community, and he eventually wins his kingdom back precisely through a group of forms of trickery. There are times that he begins to doubt his own goals at times, but the strategies that he puts into place pushes the community of bears into a new direction.
We are then confronted with an conceptualization of essence that while it is not as contingent as what Deleuze and Guattari are theorizing, still is produced within certain contingent frameworks, and is in no sense immutable. If the structure were immutable, after all, there would be no need for the battle; bears would have the same nature throughout time. At the same time, the confrontation closes the door on one alternative, and places the other into a hegemonic position. It is a sense of essence that coagulates out of political struggle, an concept that is neither ephemeral nor essential, rather one that comes out of the force of accumulation and the history of the subject or subjects.
If we have dealt with the issue of essence, “the endeavor by which each thing endeavors to persevere in its being is nothing other than the actual essence of the thing” as Spinoza puts it, we need to deal with the question of substance, that which finds its essence within the persistence of being. We find this figure represented within the figure of the Dust, or the figure of the angels, and I want to place under the category of desiring matter. We see this very eloquently expressed in the books. “Dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed.”[30] We will explore the trajectory that this desiring matter takes within the conflict between constituting and constituted power. We will find that desiring matter is not an originary state, but rather a pole in a struggle in the very direction of the constitution of things.
Before we enter into that discussion, it would perhaps behoove us to discuss the question of representation briefly. After all, one could very reasonably ask the question, how could one represent the unrepresentable? The text itself points us to this fact at a number of points as well. Within the stories of the origins of the mulefa, we are reminded that these are fables, pointing towards modes of transformation. The most significant occurs when the witch Rita Skadi comes into contact with the angels. We are both given a description of what she sees, and the inadequacy of it, from the limitations of her understanding.
“Rita Skadi was four hundred and sixteen years old, with all the pride and knowledge of an adult witch queen. She was wiser by far than any short-lived human, but she had not the slightest idea of how like a child she seemed beside these ancient beings. Nor did she know how far their awareness spread out beyond her like filamentary tentacles to the remotest corners of the universes she had never dreamed of; nor that she saw them as human-formed only because her eyes expected to. If she were to perceive their true form, they would seem more like architecture than organism, like huge structures composed of intelligence and feeling.”[31]
Representation becomes a way of comprehending something that is outside of the possibility of comprehension. While the nature of this power is unrepresentable, it must be placed within this structure of representation in order to allow it to operate within the logic of the narrative, otherwise it would fall into the traps of a certain secularist understanding of power and time. At the same time, we are constantly reminded of this connivance of the narrative, its artificiality and its inadequacy.
So lets follow the narrative of this fable of desiring matter, of constituent power. As I noted before, we need to understand that this constituent power acts as a sort of counterpower, that it has never acted alone in an originary capacity. We are pointed to this in a description of the conflict.
“There are two great powers,” the man said, “and they’ve been fighting since time began. Every advance in human life, every scrap of knowledge and wisdom and decency we have has been torn by one side from the teeth of the other. Every little increase in human freedom has been fought over ferociously between those who want us to know more and be wiser and stronger, and those who want us to obey and be humble and submit.”[32]
We are given a sense of one pole of the battle, which are linked to a certain project of the enlightenment. The project of “human freedom” is linked intimately with the acquisition of “every scrap of knowledge and wisdom and decency.” These traits are linked with the increased capacity of the human subject. We can read this within the terms that Deleuze and Guattari operate within, one side that is constantly drawing lines of flight to create new capacities, and one side that is dedicated to the apparatuses of capture to control them. At the same time we find another element in this struggle that links up with Deleuze and Guattari, that is in the matter of origins. They argue against Clastres that one cannot conceive of a time without the state as part of a conflictual structure.
We are compelled to say that there has always been a State, quite perfect, quite complete. The more discoveries archaeologists make, the more empires they uncover. The hypothesis of the Urstaat seems to be verified: “The State clearly dates back to the most remote ages of humanity.” It is hard to imagine primitive societies that would not have been in contact with Imperial States, at the periphery or in poorly controlled areas.[33]
We cannot conceive of a Rousseauean state of nature within this structure. Human history is constituted by these two poles. The State does not constitute a fall from grace, but something that has always defined this conflict. But this history has more specificity that we can find further within the narrative, something beyond a variation on Marx and Engels’ statement at the beginning of the manifesto that “the history of all hitherto existing society is the history of class struggles.” We are given a history, a narration of the conflict, the struggle later in the story from one of the angels, the dust. This narration no longer operates from the perspective of man, but from the lines of force that go through them.
Balthamos said quietly, “The Authority, God the Creator, the Lord, Yahweh, El, Adonai, the King, the Father, the Almighty—those were all names he gave himself. He was never truly the creator. He was an angel like ourselves—the first angel, true, the most powerful, but he was formed of Dust as we are, and Dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed. The first angels condensed out of the Dust, and the Authority was the first of all. He told those who came after him that he had created them, but it was a lie. One of those who came later was wiser than he was, and she found out the truth, so he banished her. We serve her still. And the Authority still reigns in the Kingdom, and Metatron is his Regent.[34]
The figure of dust is immediately linked with two important attributes, which can be linked to matter and self-knowledge. As the angel notes in the passage above, “dust is only a name for what happens when matter begins to understand itself. Matter loves matter. It seeks to know more about itself, and the Dust is formed.” We find contained within this formulation, a desire and a drive, and through this we are pointed to a wide and expansive constituent power, one that links matter and spirit. At the same time, this is precisely what produces its opposition in a form of constituted power.
The contestation that comes out of this formula is more than global; it crosses a multiplicity of dimensions. The primary form of contestation has taken place within human evolution and the evolution of other sentient subjects. The dust, or rebel angels, intervened within this evolution to introduce their form of desire into the community. Within Christian mythology, this takes the form of the snake. This act was taken as a form of counterattack, a form of vengeance. We find human desire to be a form of weapon thrown at the form of constituted power.
One recalls the analysis and detail that Deleuze and Guattari give to the creation of weapons within their text. They are interested in responding to and critiquing a particular productivist trope within Marxist thinking. They look to the form of the weapon rather than the tool as the most important form within this desiring economy.
As a first approximation, weapons have a privileged relation with projection. Anything that throws or is thrown is fundamentally a weapon, and propulsion is its essential moment. The weapon is ballistic; the very notion of the “problem” is related to the war machine. The more mechanisms of projection a tool has, the more it behaves like a weapon, potentially or simply metaphorically. In addition, tools are constantly compensating for the projective mechanisms they possess; or else they adapt them to other ends. It is true that missile weapons, in the strict sense, are only one kind among others; but even handheld weapons require a usage of the hand and arm different from that required by tools, a projective usage exemplified in the martial arts. The tool, on the other hand, is much more introceptive, introjective: it prepares a matter from a distance, in order to bring it to a state of equilibrium or to appropriate it for a form of interiority. Action at a distance exists in both cases, but in one case it is centrifugal and in the other, centripetal. One could also say that the tool encounters resistances, to be conquered or put to use, while the weapon has to do with counterattack, to be avoided or invented (the counterattack is in fact the precipitating and inventive factor in the war machine, to the extent that it is not simply reducible to a quantitative rivalry or defensive parade).[35]
The weapon is thrown out into the world as a form of direct engagement with it. It is directly linked in with the figure of desire, with the affects. By doing this, it is linked with movement and the transversal of space rather than mediation. It is not designed to bring things into a state of equilibrium, but create a situation of explosive motion. For Deleuze and Guattari, the revolutionary moment doesn’t occur when workers act as such, but when they reformulate themselves in the form of the war machine, when they turn their tools into weapons.
In that case, it would be easy to read that in conjunction of the creation of the subtle knife, the knife that can cut through dimensions, but for the angels, it is clear that the weapon that they have hurled is Lyra, who is to reenact the role of Eve. They transform the tools that they work with, that is to say, with the understanding of matter and desire, and hurl it outward into the universe. In the end, it is not the knife that destroys the authority, but Lyra, who we are reminded by Lord Asriel repeatedly, is quite ordinary. It is not out of transcendent figures that the revolutionary assemblage is made out of, but out of our ordinary desires.
One interesting note to make about the end of the book is despite the apocalypse that is wrought; there is surprisingly little transformation on the level of the political. We have after all, witnessed the death of God, and the destruction of his structure of authority. One sees the return of liberal forces after the encroachment of the forces of reaction. I think that socialist science fiction writer China Mieville’s disappointment in the book can be largely found in this fact. Perhaps, we need to follow in Giorgio Agamben’s argument in The Coming Community, when he quotes from Benjamin’s version of a parable “Everything will be as it is now, just a little different.”[36]
But to be frank, there is something unacceptable in such quietus. Let’s turn to the political community that is formed in this battle. What does it mean that Lord Asriel’s concept of ‘the republic of heaven’ cannot work? Ultimately I want to argue that this is the most ambivalent moments of the books, one that is tied into the notion of essence that is developed in the form off the daemon. There is an initial disappointment in the declaration that the republic of heaven must be created at home. After all, the social structure that Asriel brings together fits surprisingly well with the globalizing world that we are living in today. It produces an assemblage that is based in multiplicity. One feels that the formulation of a ‘republic of heaven” that is to be found at home is a bit parochial in its formulation. It does not deal with the multiplicity that already exists.
At the same time, the community that Lord Asriel produces is steeped in the language of transcendence. Asriel is a figure that could come out of the pages of Percy Shelley’s epic poetry or could fill the role of Milton’s Satan. Revolutionary desire is tied to the figure of the great man, inaccessible and discreet. By critiquing this, we are also pointed to the possibilities of revolutionary desire that can be found in everyday life. After all, the most significant figures we are given in this description are the formations of children and of the gypsies. The weapon, par excellence, is not the subtle knife, a dubious product of mercantile capital, but the ordinary structures of desire and understanding of the world.
In the end, this duality between a parochial localism and a transcendent understanding of the globalism may be the horizon of the book. To move beyond it, we must conceive of both structures as constructed and immanent. This notion pushes against the notions of representation that the book is clearly struggling with. Perhaps we should read it in another way, as a limit figure that must be crossed in the transformation of the world.
[1] See Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 521.
[2] Although a more thorough explication of this argument can be found in Antonio Negri’s book, Insurgencies.
[3] Antonio Negri and Michael Hardt, Empire (Cambridge, Mass.: Harvard University Press, 2000), 73.
[4] Walter Benjamin, Illuminations, Ed. Hannah Arendt and trans. Harry Zohn (New York: Schocken Books, 1969), 255
[5] Walter Benjamin, Illuminations, Ed. Hannah Arendt and trans. Harry Zohn (New York: Schocken Books, 1969), 255
[6] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 31-32.
[7] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 33
[8] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 32-33.
[9] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 353.
[10] It is also worth noting that the children described in this scenario are not the recipients of any sort of formal education, as that they are the children of servants. Lyra herself is only educated sporadically, taken up temporarily by a scholar here and there only to be dropped. One presumes that they exist within the institution of the family, but this aspect of children’s life is never given to us. The books only give us children in their modes of self-organization, or in their capture by the agents of the General Oblation Board.
[11] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 420
[12] Ibid., 358.
[13] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 399.
[14] Moira Gatens and Gnevieve Lloyd, Collective Imaginings: Spinoza, Past and Present (London: Routledge, 1999), 66
[15] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 96.
[16] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 204
[17] See Giorgio Agamben, Homo Sacer: Sovereign Power and Bare Life, trans. Daniel Heller-Roazen (Stanford, California: Stanford University Press, 1993).
[18] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 98.
[19] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 122.
[20] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 423
[21] I also think that the figure of Lord Asriel could also be read in the context of much of what Louis Althusser says in his small book on Machiavelli.
[22] Louis Althusser, For Marx, trans. Ben Brewster (London: Verso, 1996), 99.
[23] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 126-7
[24] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 403
[25] Brian Massumi, A User’s Guide to Capitalism and Schizophrenia (Cambridge, Mass.: The M.I.T. Press, 1992), 18.
[26] Spinoza, Ethics, ed. and trans. G.H.R. Parkinson (Oxford: Oxford University Press, 2000), 171
[27] Spinoza, Ethics, ed. and trans. G.H.R. Parkinson (Oxford: Oxford University Press, 2000), 171
[28] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 146,147
[29] Philip Pullman, The Golden Compass (New York: Del Rey Books, 1995), 307
[30] Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 32
[31] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997),, 124, 125
[32] Philip Pullman, The Subtle Knife (New York: Del Rey, 1997), 283
[33] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 360
[34] Philip Pullman, The Amber Spyglass (New York: Alfred A. Knopf, 2000), 32
[35] Gilles Deleuze and Felix Guattari, A Thousand Plateaus, ed. and trans. Brian Massumi (Minneapolis, Minnesota: University of Minnesota Press, 1987), 395
[36] Giorgio Agamben, The Coming Community, trans. Michael Hardt (Minneapolis: Minnesota: University of Minnesota Press, 1993), 53.
Wednesday, September 1, 2010
A Slightly Edited Version of an Earlier Talk on Tolkien
I gave this talk a couple years ago at U of M conference on fantasy. I was going to simply print it as is, making a note that it didn't take up the question of racialization as thoroughly as it should (still a problem), but I wound up having to add some material to the psychoanalysis section, which was incomplete to the point of incomprehension. I don't think that it's escaped that entirely, but it's certainly more comprehensible.
I want to open up my conversation about monstrosity and hybridity in fantasy in a slightly different manner than I initially intended, through a specific moment in Tolkien’s ring trilogy, the scouring of the shire. For those who don’t remember, the narrative of the trilogy goes well beyond the throwing the ring into the fire. Instead, we are told of marriage, the exodus of the elves, etc. The final incident occurs as the hobbits return home. As they reach its border, they realize that the Shire has drastically transformed since they had left.
We quickly discover that there has been both a change of production and governance in the shire. This consists of an increase of security forces, increased regulation, and formalized structure of authority moving from the chief (Lotho) down to the sheriffs and the population. This has been directed towards increasing the crop production of the Shire, primarily for export. At the same time, there is clearly a foreign influence on the Shire as well. This is marked by the ubiquitous presence of ‘sallow faced men’ who report to another boss, who has more influence over the Shire than Lotho. This individual, who is nicknamed “Sharkey”, turns out to be the wizard Saruman himself, revenging himself for the loss of his tower.
We’ll return to Saruman eventually as he links the destruction of the Shire with the events at Orthanc, but first, let’s turn to a moment that best expresses the results of his work. This will also allow an insight into the process of degradation created through the various forces of evil in the books. This occurs at the moment that Sam discovers that the Birthday tree had been cut down. Ted Sandyman, the millworker, interrupts his sorrow.
“There was a surly hobbit lounging over the low wall of the mill-yard. He was grimy faced and black-handed. ‘Don’t ‘ee like it, Sam? he sneered. ‘But you always was soft. I thought you’d gone off in one o’ them ships you used to prattle about, sailing, sailing. What d’you come back for? We’ve work to do in the Shire now.’
‘So I see,’ said Sam. ‘No time for washing, but time for wall-propping But see here, Master Sandyman, I’ve a score to pay in this village, and don’t you make it any longer with your jeering, or you’ll foot a bill too big for your purse.’
Ted Sandyman spat over the wall. ‘Garn!’ he said. ‘You can’t touch me. I’m a friend of the Boss’s. But he’ll touch you all right, if I have any more of your mouth.” (Tolkien 296-7)
This passage returns us to the argument held between the two at the beginning of the novel. However, neither character is the same. Sam has traveled the world, and became the bearer of the ring for a time, while Ted Sandyman has replaced his earlier more traditional bonds of fealty and kinship for a place of employment in the factory of Saruman. What we see in this confrontation of servants, is in fact a confrontation of two systems of structuring society. Sam represents a system of naturalized and paternal authority. The relationship of Sam and Frodo is not only defined by employment and contract, but is also defined by tradition and affection. Whereas Ted Sandyman’s relationship with ‘the Boss’ is no longer defined by these natural structures of authority. Ted has already indicated that his subservience is only defined by the reciprocal modes of influence that he has on the boss. A system that once operated within tradition has been replaced by contract.
But we need to push this farther to understand its relationship to monstrosity. When we look at Ted Sandyman, we are presented with a figure that is ‘grimy faced and black handed.” His manner of speech also has transformed dramatically from the beginning of the narrative. It’s turned crude, taking on the inflection of the speech of the orcs. The unnatural system of the factory covers up Ted Sandyman’s natural pale skin with a dark coating of grime, changing his language, and his social role. We are already in a system of racialization. In order to understand this further, we need to look beyond the incident itself, to establish this connection between the figure of the miller’s son and the orcs. Earlier in the text, upon being told of the absence of both the comforts of inn and pipeweed, Sam remarks that instead of welcome, the travelers have received, "No welcome, no beer, no smoke, and a lot of rules and orc-talk instead.” (Tolkien 279) The figure of the orc allows Sam to present the current regime of governance as unnatural.
Why does the orc fulfill this role? To understand that, one needs to understand some of the broader elements of Tolkien’s world structure. For each of the races created in the world, Ents, Men, Hobbits, Elves, etc., Melkor created its opposite in the form of orcs, trolls, etc. The orc is in fact the imperfect copy of the elf. We can push this further, when it is further established that Saruman operates as the imperfect copy of Sauron, who in turn took the place of Melkor. What we find opposing ‘the men of the west’ is in fact a set of cheap mass produced commodities, copies of masters and copies of men. This structure of inauthentic relations is connected to the South and to the East. In attempting to take the place of Sauron, Saruman in fact creates his own replica of Mordor in Orthanc. This replication consists of both a production of a new hybrid of orc and man and of mass industrial production. When this is destroyed, Saruman then turns to the shire in order to replicate his order. This in turn transforms Ted Sandyman and enters him into the racial and economic order of Orthanc and Mordor.
The figure of Ted Sandyman allows us to understand something about this entire system through his racialization. The system of industrialization literally transforms him into the monstrous “dirty faced and black handed” body. This body is then placed into a chain of signification with both the bodies of the masses of orcs ready to produce factory warfare and the bodies of the criminals, who are described in similarly racialized terms, either. Saruman, in his robe of infinite colors, conjures them up to work in his factories, and his factories literally use the innocent figure of the hobbit to produce monsters. The threat of industrial capital is thus linked on one side with the figure of the inauthentic copy and on the other side with the grotesque, monstrous body. These figures are not only linked, but they collapse into one another.
How does this chain of signifiers, which both operate on both a level of association and show a strange ability to literally become one another, operate? We need to shift our attention to the literary precedents to this story structure. We can first look to the industrial novels of England. These novels focus on the risk of the construction of ‘two Englands.’ These novels both present the threat of the breaking up of the nation because of the rise of industrial capital, and generally the resolution of this crisis through marriage or other means. These texts generally establish this distinction linguistically, through the use of dialect. Naturalism follows through on this trend and extends it. The structures of society are linked to the biological, rather than the linguistic and cultural. Naturalism most obviously draws from the social implications taken by many writers from the discoveries made by Charles Darwin considering Natural Selection and evolution. More significantly, they gesture towards the intractability of the class structures of capitalism and the legitimacy of colonialism.
This can be pushed farther when we start considering the fantastic and science fiction texts produced in the same era. The short stories of H.P. Lovecraft expand the confrontation that operates in these earlier texts to universe itself. His philosophical system operates on a mechanical sort of materialism. An indifferent, if not hostile universe surrounds humanity. This is constituted through the monstrous figures of the alien. Within Science Fiction, H.G. Wells draws on this logic of Social Darwinism in his novel, The Time Machine. He follows through on the logic of naturalism, the notion that the factory system will produce a difference in race and makes it literal through the figures of the Eloi and the Morlocks. This work is curious as that it reverses the logic of social Darwinism. It is the children of the ruling classes who become weak and imbecilic, while the workers grow strong. But at the same time, the text holds a great phobia for those monstrous figures of the Morlocks, and despite the fact that they have access to advanced structures of instrumental reason, we are never given access to them as subjective creatures.
I don’t think that this is the end of a literary history that we could draw, but it points to some of the important texts the come before the Ring Trilogy, that seem to have similar figuration. We can see that something similar occurs in the fantastic stories and science fiction text we touched upon to the process that occurs in Tolkien. Various figures are not described metaphorically as monstrous, but they literally become monsters. What does this mean? I want to move from this discussion to a discussion of fantasy as a genre. This will give us greater access to monstrosity in Tolkien’s text.
When we look at the literature that tries to offer an explanation of the structures of the genre we get an emphasis on structures that blur between the space of the conscious and the unconscious. To begin almost every writer on the fantastic emphasizes that fantasy cannot be understood as conscious allegory, to the extent that there is a connection to the material world, this connection is metonymic. To continue briefly into some particular interpretations, Todorov in his structural analysis of fantastic literature puts a great deal of weight on the factor of undecidability. For Todorov, a work is fantastic because the text doesn’t offer a clear interpretation, whether the events of the novel are supernatural or whether mundane occurrences or madness can explain them. This puts it between the marvelous, which operates purely in the realm of the supernatural and the uncanny, which ultimately offers mundane explanations for Rosemary Jackson, on the other hand, puts a great deal of emphasis on transgression. Incest, violence, etc mark fantastic literature. All of these elements transgress normative limits of society. Throughout, the critics of the fantastic point to the fantastic as a place that tries to grasp at what is incomprehensible within the society itself.
To be sure, there would be extreme limitations to directly applying the methods of either Todorov or Jackson to Tolkien’s text. There is no question that there are supernatural explanations to events, and transgression can’t be found expressed in the manners indicated by Jackson. Indeed, for both critics, Tolkien doesn’t write fantasy at all, he is a writer of the marvelous. However, there are a couple important elements that can be drawn from this critical research to understand the work of the Tolkien. The first is the notion of metonymy. We can see this operate throughout the text, through both the figures of the orcs and the unfortunate men and hobbits that get dragged into the gears of the factory. This ties into the second notion, and perhaps the most important one, the emphasis that fantasy tries to grasp at what is in some sense incomprehensible to its contemporary society.
So what links metonymy to the incomprehensible? In order to understand that, we need to take a brief detour into the conception of the unconscious. Rather than depending on Todorov’s or Jackson’s reading of this concept, which are a little tethered to their understanding of the fantastic, I will offer my own reading, depending heavily on the concepts developed by Jean Laplanche and Jacques Lacan in their readings of Freud.
To understand the unconscious, I want to turn to the work of Jean Laplanche. Laplanche is both a close reader of Freud and an analyst himself. Laplanche argues that the unconscious is born in the care and feeding of the child by its caretakers. The child obviously receives a number of needs from the adult caretakers, nourishment, cleaning, etc. But the child receives something in addition to that, which is the unconscious sexuality of the adult. For the child, this constitutes an alien element, an ‘enigmatic signifier.’ The child cannot determine the meaning of these actions on the part of the adult, and therefore they cannot be incorporated into the child’s psychic structure.
The unconscious is then made up of these undigested, unsymbolizable signifiers. They collect together in random formations, forming any number of assemblages. In addition the psychic structure of the subject is constantly attempting to work through this material in order to comprehend it and integrate it into the conscious understanding of the subject. These signifiers are in constant rearrangement, thrown together any number of formations. This labor is constant and its results occasionally erupt into the consciousness. To make this a little more concrete, and to link this back into the conversation about the fantastic briefly, I thought I could draw an analogy with any number of fantastic creatures. When we look at creatures such as centaurs, griffins, etc., we can see how these apparently mystical creatures are, for the most part, strange assemblages of mundane creatures. In fact, when the Europeans explored, well, the rest of the world, there is an explosion of these representations, both in depictions of exotic animals and hybrids of animal and human. We can see that we have already returned to the metonymic process of the connections between the sallow faced men, the orcs, and the dirty industrial hobbit. Within that context, the unsymbolizable elements, the industrial worker and the colonial other are welded together through a logic of racialization
\Obviously, the emphasis on sexuality doesn’t help us much with comprehending this picture. Even if we do accept that there are sublimated forms of sexuality operating in the text, I don’t think it helps us with the linkages between racialization and industrial labor that we see operating in the text. In order to get at that, I want to introduce another psychoanalytic term, the symbolic. The symbolic is analyst Jacques Lacan’s attempt to deal with the new topography of the unconscious that Freud introduces in his later text, The Ego and the Id. This text argues that the unconscious doesn’t merely include transgressive elements, but also includes deeply embedded social structures, structures that Lacan links with the Law. For Lacan, this structure of the symbolic is linked to both the incest taboo and the oedipal structure. It operates as a limit space between the social and nature. We can see a type of racial symbolic in the work of Tolkien in the previously mentioned racial logic of the mythological structure of his world, a world defined by a binary of divine races and their illegitimate copies. The figure of Ted Sandyman introduces the threat of miscegenation into the mix, the threat of transgression of the racial symbolic. The ‘scouring’ of the shire is simultaneously a defense of this symbolic.
I think that this concept of an internalized social system is useful, but the centuries of capitalist domination have shown that these social symbolics are far more contingent than Lacan would ever accept. In the same way that Lacan naturalizes and dehistoricizes a set of institutions that create patriarchal heterosexuality, Tolkien implicitly erases colonial violence and social struggle. Instead, I would suggest we follow the critical work of Jean Laplanche and Judith Butler in understanding the symbolic as a set of social practices that congeal into unconscious norms through repetitive practice. Oedipus may offer some explanation for the family structure of Vienna in the 19th century, but not necessarily now. Marxist political theory emphasizes that capitalism operates through a continual process of incorporation of spaces outside its order. This historically has taken the form of both colonial expansion and the enclosure and destruction of the commons. In its utopian imagination, this takes the form of the dialectic, moving from thesis to antithesis to synthesis, allowing for a full and productive incorporation of its other.
However, this has never been fully successful, and we can see the resistance to this order both in the form of one, two, three, many anti-colonial movements and the organization of a workers movement that at times stretched the globe. However, these elements cannot be incorporated into the critical and conservative anti-capitalist visions of the world offered by Tolkien, Lovecraft and others. They are so invested in a nostalgic vision of the past as a naturalized set of human relations, defined by master and man rather than master and slave, that these transformations are incomprehensible to their symbolic conception of the world. Their response is to continually project back the violence of capitalist modernity back onto its victims. The orc combines the figure of the colonized subject who is outside the symbolic order of white Europe that is dependent on for its continued existence, and the factory worker who has been reduced to wage dependency through the destruction of the commons. Rather than operating as a model of intersectionality in this literature, these figures operate in a metonymic flow, constantly linking and delinking in failed attempts to revive a narrative rationality.
Perhaps, an alternative can be found in the work of China Mieville’s work on New Crobuzon and the figure of the remade. The Remade are produced within a criminal disciplinary system that has dropped any pretense of rehabilitation as a goal. Instead, through biothammaturgy, a combination of magic and science, the criminals are engineered to be monstrosities. They constitute a hated and degraded underclass of the city. This conception of monstrosity holds onto the critique of capital as brutal system of domination that is implied in Tolkien. If anything, its critique is far more rational and systemic. However, at the same time, we are offered a vision of an alternative within the outlaw pirate nation. This occurs precisely at the moment that the remade start to take their modes of monstrosity as a starting point. They re-appropriate their painful and monstrous bodies, and equip them for new possibilities. At the same time, they produce a social order that falls out of the social symbolic of the city that must position the transgressive within abject terms. This is the truly revolutionary moment within Mieville’s work. It points to an alternative system profoundly alien and opposed to capitalism that nonetheless is completely constituted by it. Perhaps we should end there.
I want to open up my conversation about monstrosity and hybridity in fantasy in a slightly different manner than I initially intended, through a specific moment in Tolkien’s ring trilogy, the scouring of the shire. For those who don’t remember, the narrative of the trilogy goes well beyond the throwing the ring into the fire. Instead, we are told of marriage, the exodus of the elves, etc. The final incident occurs as the hobbits return home. As they reach its border, they realize that the Shire has drastically transformed since they had left.
We quickly discover that there has been both a change of production and governance in the shire. This consists of an increase of security forces, increased regulation, and formalized structure of authority moving from the chief (Lotho) down to the sheriffs and the population. This has been directed towards increasing the crop production of the Shire, primarily for export. At the same time, there is clearly a foreign influence on the Shire as well. This is marked by the ubiquitous presence of ‘sallow faced men’ who report to another boss, who has more influence over the Shire than Lotho. This individual, who is nicknamed “Sharkey”, turns out to be the wizard Saruman himself, revenging himself for the loss of his tower.
We’ll return to Saruman eventually as he links the destruction of the Shire with the events at Orthanc, but first, let’s turn to a moment that best expresses the results of his work. This will also allow an insight into the process of degradation created through the various forces of evil in the books. This occurs at the moment that Sam discovers that the Birthday tree had been cut down. Ted Sandyman, the millworker, interrupts his sorrow.
“There was a surly hobbit lounging over the low wall of the mill-yard. He was grimy faced and black-handed. ‘Don’t ‘ee like it, Sam? he sneered. ‘But you always was soft. I thought you’d gone off in one o’ them ships you used to prattle about, sailing, sailing. What d’you come back for? We’ve work to do in the Shire now.’
‘So I see,’ said Sam. ‘No time for washing, but time for wall-propping But see here, Master Sandyman, I’ve a score to pay in this village, and don’t you make it any longer with your jeering, or you’ll foot a bill too big for your purse.’
Ted Sandyman spat over the wall. ‘Garn!’ he said. ‘You can’t touch me. I’m a friend of the Boss’s. But he’ll touch you all right, if I have any more of your mouth.” (Tolkien 296-7)
This passage returns us to the argument held between the two at the beginning of the novel. However, neither character is the same. Sam has traveled the world, and became the bearer of the ring for a time, while Ted Sandyman has replaced his earlier more traditional bonds of fealty and kinship for a place of employment in the factory of Saruman. What we see in this confrontation of servants, is in fact a confrontation of two systems of structuring society. Sam represents a system of naturalized and paternal authority. The relationship of Sam and Frodo is not only defined by employment and contract, but is also defined by tradition and affection. Whereas Ted Sandyman’s relationship with ‘the Boss’ is no longer defined by these natural structures of authority. Ted has already indicated that his subservience is only defined by the reciprocal modes of influence that he has on the boss. A system that once operated within tradition has been replaced by contract.
But we need to push this farther to understand its relationship to monstrosity. When we look at Ted Sandyman, we are presented with a figure that is ‘grimy faced and black handed.” His manner of speech also has transformed dramatically from the beginning of the narrative. It’s turned crude, taking on the inflection of the speech of the orcs. The unnatural system of the factory covers up Ted Sandyman’s natural pale skin with a dark coating of grime, changing his language, and his social role. We are already in a system of racialization. In order to understand this further, we need to look beyond the incident itself, to establish this connection between the figure of the miller’s son and the orcs. Earlier in the text, upon being told of the absence of both the comforts of inn and pipeweed, Sam remarks that instead of welcome, the travelers have received, "No welcome, no beer, no smoke, and a lot of rules and orc-talk instead.” (Tolkien 279) The figure of the orc allows Sam to present the current regime of governance as unnatural.
Why does the orc fulfill this role? To understand that, one needs to understand some of the broader elements of Tolkien’s world structure. For each of the races created in the world, Ents, Men, Hobbits, Elves, etc., Melkor created its opposite in the form of orcs, trolls, etc. The orc is in fact the imperfect copy of the elf. We can push this further, when it is further established that Saruman operates as the imperfect copy of Sauron, who in turn took the place of Melkor. What we find opposing ‘the men of the west’ is in fact a set of cheap mass produced commodities, copies of masters and copies of men. This structure of inauthentic relations is connected to the South and to the East. In attempting to take the place of Sauron, Saruman in fact creates his own replica of Mordor in Orthanc. This replication consists of both a production of a new hybrid of orc and man and of mass industrial production. When this is destroyed, Saruman then turns to the shire in order to replicate his order. This in turn transforms Ted Sandyman and enters him into the racial and economic order of Orthanc and Mordor.
The figure of Ted Sandyman allows us to understand something about this entire system through his racialization. The system of industrialization literally transforms him into the monstrous “dirty faced and black handed” body. This body is then placed into a chain of signification with both the bodies of the masses of orcs ready to produce factory warfare and the bodies of the criminals, who are described in similarly racialized terms, either. Saruman, in his robe of infinite colors, conjures them up to work in his factories, and his factories literally use the innocent figure of the hobbit to produce monsters. The threat of industrial capital is thus linked on one side with the figure of the inauthentic copy and on the other side with the grotesque, monstrous body. These figures are not only linked, but they collapse into one another.
How does this chain of signifiers, which both operate on both a level of association and show a strange ability to literally become one another, operate? We need to shift our attention to the literary precedents to this story structure. We can first look to the industrial novels of England. These novels focus on the risk of the construction of ‘two Englands.’ These novels both present the threat of the breaking up of the nation because of the rise of industrial capital, and generally the resolution of this crisis through marriage or other means. These texts generally establish this distinction linguistically, through the use of dialect. Naturalism follows through on this trend and extends it. The structures of society are linked to the biological, rather than the linguistic and cultural. Naturalism most obviously draws from the social implications taken by many writers from the discoveries made by Charles Darwin considering Natural Selection and evolution. More significantly, they gesture towards the intractability of the class structures of capitalism and the legitimacy of colonialism.
This can be pushed farther when we start considering the fantastic and science fiction texts produced in the same era. The short stories of H.P. Lovecraft expand the confrontation that operates in these earlier texts to universe itself. His philosophical system operates on a mechanical sort of materialism. An indifferent, if not hostile universe surrounds humanity. This is constituted through the monstrous figures of the alien. Within Science Fiction, H.G. Wells draws on this logic of Social Darwinism in his novel, The Time Machine. He follows through on the logic of naturalism, the notion that the factory system will produce a difference in race and makes it literal through the figures of the Eloi and the Morlocks. This work is curious as that it reverses the logic of social Darwinism. It is the children of the ruling classes who become weak and imbecilic, while the workers grow strong. But at the same time, the text holds a great phobia for those monstrous figures of the Morlocks, and despite the fact that they have access to advanced structures of instrumental reason, we are never given access to them as subjective creatures.
I don’t think that this is the end of a literary history that we could draw, but it points to some of the important texts the come before the Ring Trilogy, that seem to have similar figuration. We can see that something similar occurs in the fantastic stories and science fiction text we touched upon to the process that occurs in Tolkien. Various figures are not described metaphorically as monstrous, but they literally become monsters. What does this mean? I want to move from this discussion to a discussion of fantasy as a genre. This will give us greater access to monstrosity in Tolkien’s text.
When we look at the literature that tries to offer an explanation of the structures of the genre we get an emphasis on structures that blur between the space of the conscious and the unconscious. To begin almost every writer on the fantastic emphasizes that fantasy cannot be understood as conscious allegory, to the extent that there is a connection to the material world, this connection is metonymic. To continue briefly into some particular interpretations, Todorov in his structural analysis of fantastic literature puts a great deal of weight on the factor of undecidability. For Todorov, a work is fantastic because the text doesn’t offer a clear interpretation, whether the events of the novel are supernatural or whether mundane occurrences or madness can explain them. This puts it between the marvelous, which operates purely in the realm of the supernatural and the uncanny, which ultimately offers mundane explanations for Rosemary Jackson, on the other hand, puts a great deal of emphasis on transgression. Incest, violence, etc mark fantastic literature. All of these elements transgress normative limits of society. Throughout, the critics of the fantastic point to the fantastic as a place that tries to grasp at what is incomprehensible within the society itself.
To be sure, there would be extreme limitations to directly applying the methods of either Todorov or Jackson to Tolkien’s text. There is no question that there are supernatural explanations to events, and transgression can’t be found expressed in the manners indicated by Jackson. Indeed, for both critics, Tolkien doesn’t write fantasy at all, he is a writer of the marvelous. However, there are a couple important elements that can be drawn from this critical research to understand the work of the Tolkien. The first is the notion of metonymy. We can see this operate throughout the text, through both the figures of the orcs and the unfortunate men and hobbits that get dragged into the gears of the factory. This ties into the second notion, and perhaps the most important one, the emphasis that fantasy tries to grasp at what is in some sense incomprehensible to its contemporary society.
So what links metonymy to the incomprehensible? In order to understand that, we need to take a brief detour into the conception of the unconscious. Rather than depending on Todorov’s or Jackson’s reading of this concept, which are a little tethered to their understanding of the fantastic, I will offer my own reading, depending heavily on the concepts developed by Jean Laplanche and Jacques Lacan in their readings of Freud.
To understand the unconscious, I want to turn to the work of Jean Laplanche. Laplanche is both a close reader of Freud and an analyst himself. Laplanche argues that the unconscious is born in the care and feeding of the child by its caretakers. The child obviously receives a number of needs from the adult caretakers, nourishment, cleaning, etc. But the child receives something in addition to that, which is the unconscious sexuality of the adult. For the child, this constitutes an alien element, an ‘enigmatic signifier.’ The child cannot determine the meaning of these actions on the part of the adult, and therefore they cannot be incorporated into the child’s psychic structure.
The unconscious is then made up of these undigested, unsymbolizable signifiers. They collect together in random formations, forming any number of assemblages. In addition the psychic structure of the subject is constantly attempting to work through this material in order to comprehend it and integrate it into the conscious understanding of the subject. These signifiers are in constant rearrangement, thrown together any number of formations. This labor is constant and its results occasionally erupt into the consciousness. To make this a little more concrete, and to link this back into the conversation about the fantastic briefly, I thought I could draw an analogy with any number of fantastic creatures. When we look at creatures such as centaurs, griffins, etc., we can see how these apparently mystical creatures are, for the most part, strange assemblages of mundane creatures. In fact, when the Europeans explored, well, the rest of the world, there is an explosion of these representations, both in depictions of exotic animals and hybrids of animal and human. We can see that we have already returned to the metonymic process of the connections between the sallow faced men, the orcs, and the dirty industrial hobbit. Within that context, the unsymbolizable elements, the industrial worker and the colonial other are welded together through a logic of racialization
\Obviously, the emphasis on sexuality doesn’t help us much with comprehending this picture. Even if we do accept that there are sublimated forms of sexuality operating in the text, I don’t think it helps us with the linkages between racialization and industrial labor that we see operating in the text. In order to get at that, I want to introduce another psychoanalytic term, the symbolic. The symbolic is analyst Jacques Lacan’s attempt to deal with the new topography of the unconscious that Freud introduces in his later text, The Ego and the Id. This text argues that the unconscious doesn’t merely include transgressive elements, but also includes deeply embedded social structures, structures that Lacan links with the Law. For Lacan, this structure of the symbolic is linked to both the incest taboo and the oedipal structure. It operates as a limit space between the social and nature. We can see a type of racial symbolic in the work of Tolkien in the previously mentioned racial logic of the mythological structure of his world, a world defined by a binary of divine races and their illegitimate copies. The figure of Ted Sandyman introduces the threat of miscegenation into the mix, the threat of transgression of the racial symbolic. The ‘scouring’ of the shire is simultaneously a defense of this symbolic.
I think that this concept of an internalized social system is useful, but the centuries of capitalist domination have shown that these social symbolics are far more contingent than Lacan would ever accept. In the same way that Lacan naturalizes and dehistoricizes a set of institutions that create patriarchal heterosexuality, Tolkien implicitly erases colonial violence and social struggle. Instead, I would suggest we follow the critical work of Jean Laplanche and Judith Butler in understanding the symbolic as a set of social practices that congeal into unconscious norms through repetitive practice. Oedipus may offer some explanation for the family structure of Vienna in the 19th century, but not necessarily now. Marxist political theory emphasizes that capitalism operates through a continual process of incorporation of spaces outside its order. This historically has taken the form of both colonial expansion and the enclosure and destruction of the commons. In its utopian imagination, this takes the form of the dialectic, moving from thesis to antithesis to synthesis, allowing for a full and productive incorporation of its other.
However, this has never been fully successful, and we can see the resistance to this order both in the form of one, two, three, many anti-colonial movements and the organization of a workers movement that at times stretched the globe. However, these elements cannot be incorporated into the critical and conservative anti-capitalist visions of the world offered by Tolkien, Lovecraft and others. They are so invested in a nostalgic vision of the past as a naturalized set of human relations, defined by master and man rather than master and slave, that these transformations are incomprehensible to their symbolic conception of the world. Their response is to continually project back the violence of capitalist modernity back onto its victims. The orc combines the figure of the colonized subject who is outside the symbolic order of white Europe that is dependent on for its continued existence, and the factory worker who has been reduced to wage dependency through the destruction of the commons. Rather than operating as a model of intersectionality in this literature, these figures operate in a metonymic flow, constantly linking and delinking in failed attempts to revive a narrative rationality.
Perhaps, an alternative can be found in the work of China Mieville’s work on New Crobuzon and the figure of the remade. The Remade are produced within a criminal disciplinary system that has dropped any pretense of rehabilitation as a goal. Instead, through biothammaturgy, a combination of magic and science, the criminals are engineered to be monstrosities. They constitute a hated and degraded underclass of the city. This conception of monstrosity holds onto the critique of capital as brutal system of domination that is implied in Tolkien. If anything, its critique is far more rational and systemic. However, at the same time, we are offered a vision of an alternative within the outlaw pirate nation. This occurs precisely at the moment that the remade start to take their modes of monstrosity as a starting point. They re-appropriate their painful and monstrous bodies, and equip them for new possibilities. At the same time, they produce a social order that falls out of the social symbolic of the city that must position the transgressive within abject terms. This is the truly revolutionary moment within Mieville’s work. It points to an alternative system profoundly alien and opposed to capitalism that nonetheless is completely constituted by it. Perhaps we should end there.
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