Wednesday, April 13, 2011

Rethinking Althusser through Spinoza

  Yet another of my earlier papers.  This was my attempt to work through the relationship between Spinoza and Althusser.  I was tempted to hold this back for academic publishing after revision, but frankly the level of rewriting needed would transform it into a completely different essay.  (The paragraphing is particularly problematic.  So here is another moment of intellectual bildung for you to take a look at.  I will be dealing with the question of the union elections in the next couple days.

                Louis Althusser makes an odd remark at the beginning of his book, Machiavelli and Us.  After introuducing a brief ancedote from one of Machiavelli’s works, he makes the following comment about him, “I would not want to make too much of this quip.  But it might serve—after its fashion, and in allegorical mode—to sum up the impression of a philosophical reader confronted with Machiavelli: more specifically, a philosophical reader who wishes to enroll Machiavelli in his own ranks.  He will rapidly have to realize that Machiavelli ‘marches in the opposite direction to that in which he fires’, or fires in the opposite direction from that which one wishes to make him march; or, even worse, that if he certainly does not fire in the line of the march, we do not even know he is firing: he always fires elsewhere.”[1] The line of thought can certainly be seen to circle back to implicate Althusser himself.
            After all, it would seem that many of the brilliant minds of the time had no idea what was to be made of Althusser.  We presented with the image of Althusser as structuralist, apolitical, crypto-Stalinist, etc.  Thinkers ranging from E. P. Thompson, James Scott, to Edward Said seem to be unable to confront his legacy without axe in hand.
            These polemics, whether accurate or not, seem to freeze a critical understanding of Althusser’s ideas rather than facilitate it.  We need to think differently then them.  We need to see the Althusser that “always fires elsewhere.”  We need to see the Althusser that is always, to some extent, speaking in code.  And most significantly, we need to realize that Althusser’s work was not written in an ahistorical void to a universal audience, rather it was directed towards a very specific audience.  Althusser states this rather explicitly within the introduction to English Readers within For Marx,  “As the Introduction shows, this conjuncture is, first, the theoretical and ideological conjuncture in France, more particularly the present conjuncture in the French Communist Party and in French philosophy.  But as well as this particularly French conjuncture, it is also the present ideological and theoretical conjuncture of the international Communist movement.”[2]
            I think that it is clear that in terms of political thinking, For Marx is the more significant of the two canonical works of Althusser.  Certainly one cannot deny the brilliant insights of Reading Capital; however; it is apparent that in many ways it’s position within the political discussions of the day was much less explicit.  For Marx, on the other hand, certainly entered that arena much more directly.  This is fairly obvious from the reaction of the officials of the French Communist Party to essays such as “Contradiction and Overdetermination”.  In this sense, Reading Capital will be touched upon, but the primary sources that will be examined will be For Marx, the Essay in Lenin and Philosophy, “Ideology and Ideological State Apparatuses”, and Essays in Self-Criticism.  The last work in particular is significant as that it goes back and looks critically at the earlier works and reevaluates them, adding some significant clarifications.
            Before we move into an explicit critical reading of Althusser’s works themselves, perhaps a detour would aid us, using Entienne Balibar’s examination of the historical conjecture of the writing of the Theological-Political Treatise and its reception in his recent book Spinoza and Politics.  Its explicit enemies, the pastors, the reactionary scholars did not only condemn the book, but its translation into Dutch was not completed precisely on the request of Spinoza’s political allies.  Why was this book, “which was written without any “revolutionary intention”, deemed, “not only subversive to Spinoza’s opponents, but more embarrassing than useful to his friends?”[3]
            It is fairly clear that even within the TTP, Spinoza was not only criticizing the old theocratic order but also the new human centered construction of the universe of thinkers such as Descartes. “Spinoza was thus at risk of taking on two adversaries at once, the theologians and the majority of philosophers: the former, because they made their living by speculating rationally on religious objects, thus transforming them into theological objects; and the latter, because they tended to distort philosophy into an anti-religious discourse.”[4]
The freedom that Spinoza embraces is not the one of the ’Freedom Party.’ He certainly has a foot in that world of science and commerce.  He has ties to the society of science, was most likely an unofficial advisor to Johann de Witt, and at one point was involved in trade.  But at the same time, it is clear that Spinoza’s loyalties lied elsewhere.  He does not center his universe around man like his contemporaries.  He isn’t interested in displacing religion within the same maneuver as Descartes.  In effect, he is not interested in engaging within their instrumental reason.
“What is clear, with the benefit of hindsight, is that the philosophical demands made upon Spinoza by those around him brought together three very different kinds of expectation.  Even if these different demands were sometimes made by the same men, they remained fundamentally heterogeneous, corresponding to the imperatives of science, of non-denominational religion and of republican politics.  Not only was Spinoza aware of these various demands, but he displaced each of them in turn, never responding to any of them according to the expectations that lay behind them.”[5]
The bourgeois order is built of the construction of particular interests of particular group presented as the interests and desires of all.  Spinoza tries to achieve what the bourgeoisie attempted and failed.  “These “preachers” denounced not only the theological laxity of the Regents but also their opulent way of life and their stranglehold on public affairs.  In this way, their preaching even came to contain a “democratic” element.”[6]
            There is a clear parallel between this and Althusser’s position within the French Communist Party.  After all, it is clear that it is the Spinoza of the Theological-Political Treatise that is most inspiring to him.  “And no doubt this strategy comforted me in my personal philosophical strategy: to take over the Party from inside it’s own positions… but what pretensions!”[7]  This strange position that Althusser took up for himself, placed him in an odd position in regards to critics within the party.  After all, didn’t Althusser himself sing the praises for Marx, Lenin, and the popular front, but in all cases these were not the same objects that the Party constructed itself under.
            This was no coincidence, and it advantages are spelt out quite elegantly by Althusser himself.
            “In addition, by basing my arguments on Marx, who was after all the founding father of the Communist Party and their official source of inspiration, I acquired a peculiar position of strength.  This made me difficult to attack within the Party when I challenged the official interpretation of Marx which they used to justify their decisions, in other words what was effectively the Party line.  What I did in fact was simply to appeal to Marx’s thought against the various aberrant interpretations, and especially the Soviet ones which served as a source of inspiration to the Party.”[8]
            It was the use of those terms that made it extremely difficult for the critics within the party of Althusser to attack him too intensely.  After all, in order to do so, they would need to read both Althusser and their own work closely, and frankly they were too lazy to do so.  It is not an unreasonable thing to say that Althusser was involved in a party that until Eurocommunism, made the claims of desiring a revolutionary transformation when they clearly did not.  Castroriadis states this well in his writings for Socialism or Barbarism, when he notes that the Communist Parties were not betraying the working class, rather they had done that years ago and were merely serving other class interests.  This is something that Althusser recognizes in his memoirs, but it is not sure if he recognized while in the party.
            There are two moments that really exemplify the differences between Althusser and the party leadership.  The first are the events of May 1968.  Although he was out of town at the time and made initially disparaging remarks towards the revolt, later he understood all to clearly what the party didn’t want or could not understand, that it was at that moment that revolution was possible, and that the party abandoned it completely.  The nature of that recognition came early on, in a letter to a Italian comrade, “May 1968, which saw a general strike of unprecedented proportions, represents the most significant event in Western history since the Resistance and the victory of Nazism.”[9]
            The second moment was the debate over the ‘dictatorship of the proletariat’ in 1976.  Both Althusser and Balibar took strong positions in favor of protecting the phrasing within the party’s constitution.  What they foresaw has come all too much to fruition.  The abandonment of the phrase indicated the last, breaths of any possibility of the party representing anything revolutionary at all.
            The abandonment of the phrase was explicitly tied to refusal to see something inherent within revolutionary struggle.  That is, “for Marx, the State apparatuses are not neutral instruments but, in a strong sense, the organic repressive and ideological apparatuses of a class: the ruling class.  In order to guarantee the domination of the working class and its allies, and to prepare for the ‘withering away’ of the State, you cannot avoid attacking the class character of the existing State apparatuses.  That means ‘smashing’ the State.”[10]  The party is abandoning that goal by accepting the notion that the State is already democratic, that it’s to say, they abandoned a Marxist conception of the State for a reformist one.
              There are always theoretical matters imminent within Althusser’s political thought.  Perhaps most explicitly we need to come to grips with the implicit Spinozism contained within Althusser’s writings.  Spinoza is a topic that only gets dealt with explicitly in a few moments within Althusser’s writings, and those moments are some of the least canonized of his works.  For the most part, they bubble up in cryptic asides or can be seen to reside implicitly within the concepts themselves.  Two examples in his non-canonical Essays in Self-Criticism can give us some thought.  “We were guilty of an equally powerful and compromising passion: we were Spinozists.”[11] and commenting on the ‘structuralism’ of Reading Capital, he comments that it is “much more Spinozist than structuralist!”[12]  Perhaps the closest he comes within the canon is remark in Reading Capital that Spinoza is the only philosophical precedent to Marx.  However these moments are rather exceptional.  We need to recognize that Althusser’s works are similar to the Theological-Political Treatise, and not the Ethics.  To extract those thoughts, we need to engage in something similar to what Althusser himself did to the writings of Marx, in effect, to do an Althusserian reading of Althusser.
            This first entails examining Althusser’s critique of the Hegelian ontology that drove so many thinkers forwards.  In a sense this means dispelling Lukacs, but not because somehow he represents all that is wrong within Marxist thought.  After all the two are interested in some of the same questions tied to ontology.  Lukacs represents an explicit Hegelian ontological position.  One that is taken up by others with whom have significantly less understanding of this project.  It seems that in truth are the targets of Althusser’s salvos, not Lukacs who is mentioned once in a footnote.  After all, it is rather John Lewis and his conceptions of Marx’s ‘man’ that preoccupy Althusser for 60 pages.[13]
            More specifically, Althusser’s adversary can be seen as the broad movement of socialist humanism.  The Marx that is the literal inversion of Hegel, the Marx working through Feuerbach’s problematic.  He sees this within the texts that are worshipped by this group.  “But in On the Jewish Question, Hegel’s Philosophy of the State, etc. and even usually in the Holy Family, he is nothing more than an avant-garde Feuerbachian applying an ethical problematic to the understanding of human history.”[14]
            He has a similar impatience with attempts on the part of the dogmatic scholars who want to save Marx from the humanists.  They make a similarly Hegelian gesture in this attempt, “a pseudo-theory of the history of philosophy in the ‘future anterior’ is erected.”[15]  He completely rejects the teleological project that is implicit within that conceptualization.  “It is clear that this discrimination between elements detached from the internal context of the thought expressed and conceived in isolation, is only possible on condition that the reading of these texts is slanted, that is, teleological.  One of the most most clear-headed of this authors in this collection, N. Lapine, expressly recognizes this: ‘This kind of characterization…is, in fact, very eclectic, as it does not answer the question as to how these different elements are combined together in Marx’s world outlook.’  He sees this clearly that this decomposition of a text into what is already materialist and what is still idealist does not preserve its unity, and that this decomposition is induced precisely by reading the early texts through the content of the mature texts.”[16]
            It is clear from this description, what Althusser wants out of an analysis of a system of thought.  He recognizes that the various elements interact with one another to form a whole and that those elements cannot be understood outside of this system properly.  In this case, the humanists, at least, are being honest, by using Marx’s early thought driven by Feuerbach’s problematic systematically, all flaws in tact.  But perhaps this is the mark that we should enter into Althusser’s positive and productive thought rather than his critiques of others.
            Althusser wants to put his conceptualization of Marx’s conceptualization of the world on considerably different grounds.  These grounds were to be quite controversial and radical.  “If the whole is posed as structured, i.e., possessing a type of unity quite different from the type of unity of the spiritual whole, this is no longer the case: not only does it become impossible to think the determination of the elements of a whole by the structure in the categories of analytical and transitive causality, it also becomes impossible to think it in the category of the global expressive causality of a universal inner essence immanent in its phenomenon.  The proposal to think the determination of the elements of a whole by the structure of the whole posed an absolutely new problem in the most theoretically embarrassing circumstances, for there were no philosophical concepts for its resolution.  The only theoretician…[posed] this problem and outline a solution to it was Spinoza.”[17]
            This complex structure of the whole simply puts the Hegelian structure away.[18]   As Althusser points out “a Hegelian contradiction is never really overdetermined, even though it frequently has all the appearances of being so.”[19]  It is the recognition of a whole that is purely built upon its ‘elements’ as Althusser puts it, or the modes of its attributes as Spinoza would put it.  Althusser follows up that rather oblique commentary with something a bit more specific, “There is no longer any original essence, only a ever pre-givenness, however far knowledge delves into its past.  There is no longer any simple unity, only a structured, complex unity.  There is no longer any original simple unity (in any form whatsoever), but instead, the ever-pre-givenness of a structured complex unity.”[20]
            There is an analogous trope within Spinoza in his Proposition 28 of the first book of the Ethics.
            “Every particular thing, or, any thing which is finite and has a determining existence, cannot exist or be determined to operate unless it is determined to existence and operation by another cause, which is also finite and has a determinate existence; and again, the latter cause also cannot exist or be determined to operation unless it is determined to existence and operation by another cause, which is also finite and has a determinate existence, and so on to infinity.”[21]
            It is these finite elements that make up the structured, complex unity of Spinoza’s conceptualization of substance.  One is place in a position where one can only understand the infinite chain of causes in its entirety, but that entirety is made up of nothing but its particulars.
            This line of thought is extremely important in Althusser’s conceptualizations of overdetermination contained within “Contradiction and Overdetermination”.  This concept directly impacts how one conceptualizes the class struggle.  It moves one from the position that posits that the economic is reality to one where this is not the case, where modes interact in different manner.
“We must carry this through to its conclusion and say that this overdetermination does not just refer to apparently unique and aberrant historical situations (Germany, for example), but is universal; the economic dialectic is never active in the pure state in History, these instances, the superstructures, etc. – are never seen to step respectfully aside when their work is done or, when the Time comes, as his pure phenomena, to scatter before His Majesty the Economy as he strides along the royal road of the Dialectic.  From the first moment to the last, the lonely hour of the ‘last instance’ never comes.”[22] 
Those who criticize Althusser for his ‘last instance’ thesis frequently overlook this comment.  It seems that it exists to placate the dogmatic French Communist Party, by replacing a dogma with the dogma is still there despite the fact it has clearly been replaced.  The moment that this element is introduced, any functional sense of ‘economism’’ is gone.  We are left with the sense that the ‘economic’ is an important element in a complex overdetermined structure.
Althusser does not even leave the Russian Revolution out of this process.  The moment that for so many communists was the model to be followed as a recipe for a successful revolution becomes yet another exception in a world that is nothing but exceptions.
“Russia was precisely a result of the intense overdetermination of the basic class contradiction, we should perhaps ask what is exceptional about this ‘exceptional situation’, and whether, like all exceptions, this one does not clarify its rules-is not, unbeknown to the rule, the rule itself.  For after all, are we not always in exceptional situations?  The failure of the 1849 Revolution in Germany German Social-Democratic failure at the beginning of the twentieth century pending the chauvinist betrayal of 1914 was an exception, the failure in 1871 was an exception… exceptions, but with respect to what?  To nothing but the abstract, but comfortable and reassuring idea of a pure, simple ‘dialectical’ schema, which in its very simplicity seems to have retained a memory (or rediscovered the style) of the Hegelian contradiction as such.”[23]
This universe was clearly a disturbing one for those who were weaned upon the notion of the inevitably of the proletarian revolution, and the proletariat as the essential for driving history.  We are instead introduced to a concept of history without a subject or a goal.[24]
This does not mean that there is never a revolutionary situation.  This situation occurs precisely at moments of ‘fusion’.  In this sense, I think that a Definition within the second book of the Ethics can aid us.
“When a number of bodies of the same or different magnitudes are constrained by others in such a way that they are in reciprocal contact with each other, or if they are moved with the same or different degrees of speed in such a way that they communicate their motions to each other in some fixed ratio, we shall say that those bodies are reciprocally united to each other.  We shall also say that all such bodies simultaneously compose one body, i.e. an individual, which is distinguished from others by this union of bodies.”[25]
This ‘union of bodies’ is able to “’fuse’ into a ruptural unity: when they produce the result of the immense majority of the popular masses grouped in an assault on the regime which its ruling classes are unable to defend.”  This concept is built on an “’accumulation’ of contradictions.”  These contradictions come together in way that allows for class strata that would normally have contradictory interests to come together.
Althusser points to Russia as a perfect example of this sort of fusion.  It was influenced by many elements that came together at the time.  The first and most obvious influence was the First World War.  But other influences came into play; there was the impact of the accumulation of contradictions from the revolution of 1905. Also, “A gigantic contradiction between the stage of development of capitalist methods of production (particularly in respect to proletarian concentration: the largest factory in the world at the time was the Putilov works at Petrograd, with 40,000 workers and auxiliaries) and the medieval state of the countryside.  The exacerbation of class struggles throughout the country, not only between exploiter and exploited, but even within the ruling classes themselves (the great feudal proprietors supporting autocratic, militaristic police Tsarism; the lesser nobility involved in constant conspiracy; the big bourgeoisie and the liberal bourgeoisie opposed to the Tsar; the petty bourgeoisie oscillating between conformism and anarchistic ‘leftism’) The detailed course of events added other ‘exceptional’ circumstances, incomprehensible outside the ‘tangle of Russia’s internal and external contradictions.”[26]
This also gives interesting insight into the process of post-revolutionary Russia.  As Althusser points out, if the economy was the reality that produced everything else, simply taking it would solve all the problems.  However, this clearly didn’t occur in the Soviet Union.  Althusser points out Lenin’s concept of ‘survivals.’  These ‘survivals’ show fairly clearly that not everything falls into place when the economy is taken.  Althusser states this in a group of rhetorical questions.  “Can it be reduced to the survival of certain economic structures which the Revolution was unable to destroy with its first degrees: for example, the small-scale production (primarily peasant production in Russia) which so preoccupied Lenin?  Or does it refer as much to other structures, political, ideological structures, etc.: customs, habits, even ‘traditions’ such as the ‘national tradition’ with its specific traits?”[27]
It seems that there is something missing here.  What is never touched on is the issue of Leninist practice in intervening in these situations.  To what extent are the ideas within Lenin’s party the means to the ends of Stalin’s “dictatorship over the proletariat”?  It seems that if one were to register a complaint with Althusser it would precisely be at this point.  However, it seems that there needs to be a little more discussion before we get to that point.  It must be dealt with in the realm of thought and the way that Althusser approaches that subject.
Spinoza operates on a separation of thought and extension.  The section above dealt with the issues of bodies (overdetermined by thought of course) perhaps it is time to move into the arena of thought and theory.  It seems that there are two primary aspects to look at in the context of Althusser’s thought.  The first concerns the notions around Ideology and Ideological practices.  This clearly has an element that is associated with the body, an idea that Foucault will draw out more explicitly with Discipline and Punish.  This undoubtedly makes it a good transition point.  The second deals with a more ‘abstract matter’, the idea of theoretical practices and its relationship to practices more explicitly tied to the body.
            It is this concept of ideology that has an explicit tie to the Theological Political Treatise.  An interesting not in the introduction to that book relates to this discussion.  Spinoza ties ‘despotic statecraft to the need to “hoodwink the subjects… so that men may fight as bravely for slavery as for safety, and count it not shame but the highest honor to risk their lives for the vainglory of a tyrant.”[28]  To phrase it slightly different, what are the conditions that need to exist, that individuals prefer the slavery to their freedom.
It seems that this precise concept is the one that Althusser is really grappling with in the essay.  There is a long tradition of dealing with this in certain Marxist circles with the concept of 'false consciousness’.  A tradition that largely stems back to Feuerbach and to some extent, Rousseau’s writings.  It’s this tradition that Althusser is fighting within his essay.  If ideology was merely a trick, if one could lose the image of the sun as being two hundred feet away, because one realized it really wasn’t that distance, than ideology would be a fairly simple issue.  The truth is ideology is something quite substantial, “where men ‘become conscious of their class conflict and ‘fight it out in its religious, ethical, legal, and political forms, etc.”[29] 
            There is a slight difference in the texts, but it is primarily one of the elements that they focus on rather than the substance of those elements.  Spinoza is interested in prophecy.  The prophet is one who rises out of a crisis in ideology to produce a new ideology.  One can almost say that the prophet acts as the epicenter to the crisis.  He creates a whole new set of rules (effects); he does this by tapping into something imminent to the situation, power (potenzas) and the relations of power. But in most cases the prophet suppresses the cause of his creation.  That is to say that their very historical nature is suppressed and they are presented as ahistorical rules to an unchanging universe.
            Althusser, however, focuses on the system as it works, not its moments of crisis and transformation.  Why is this?  One could say that the difference between the two is this. Spinoza writes on the Ideological State Apparatuses centered around the church at its collapse and one is getting only brief inclinations of what the new system will be.  Althusser writes on the school centered Ideological State apparatuses that were at the moment in crisis, but hardly fatally so.
            Althusser captures this sense of what it means to be within the world of ideologies well within his essay, “Ideology and Ideological State Apparatuses”.
            “I might add: what thus seems to take place outside ideology (to be precise, in the street), in reality takes place in ideology.  What takes place in ideology seems therefore to take place outside of it.  That is why those who are in ideology believe themselves by definition outside ideology: one of the effects of ideology is the practical denegation of the ideological character of ideology by ideology: ideology never says, ‘I am ideological’.  It is necessary to be outside ideology, i.e. in scientific knowledge, to be able to say: I am in ideology (a quite exceptional case) or (the general case): I was in ideology.  As is well known, the accusation of being in ideology only applies to others, never to oneself (unless one is really a Spinozist or Marxist, which, in this matter, is to be exactly the same thing).  Which amounts to saying that ideology has no outside (for itself), but at the same time that it is nothing but outside (for science and reality).” [30]
            To deal in ideology is to deal in effects.  More precisely, it is to deal with a world of particulars that are not placed in their proper perspective within the whole.  It is to deal with the ideas that arise from bodies at a highly inadequate level.  But there is an outside of ideology, that outside occurs when one grasps the whole, the interdependence of the various parts to produce that whole, and the very dependence.  The very notion of ‘science and reality’ is certainly not positivistic and may tie directly into Spinoza’s notion of the third knowledge… the intellectual love of god.
            However this is taking us too far afield.  Althusser is engaged in the second form of knowledge within the essays, the critique of ideology.  He takes the conceptualization of ideology out of the ethereal reaches of an imagined pure thought, and places it imminently within the discursive practices of everyday life.  Schools, the family, etc. act within the whole to produce subjects that work willingly within the system.  One’s whole identity is constructed through these ideologies, which not only effect the ideas in our heads, but give us a whole series of practices to engage in it.
            To circle back to earlier discussions, it is this that the socialist humanists miss out on, that is that the originary ‘man’ that they refer to is already a product of a certain type of production, a reproduction to be more precise.  When they miss this point, it is because they are reproducing the bourgeois conceptualization of the subject.  In fact, his critique of John Lewis is not that different than Spinoza’s of Descartes.  In effect, John Lewis with his concept of man who can ‘transcend’ his circumstances, his history, we are introduced to a sort of man-god.[31] 
            It’s at this point that we need to get back to the troubles mentioned earlier in the text.  There is a second concept involved in the realm of thought.  One that also touches on the questions concerning the body and practice.  This concept has some troubles.
A very interesting concept in Althusser’s toolbox of ideas is the notion of theoretical practice.  This involves a number of important gestures.  The first is pointing out that theory is in itself a practice.  Althusser puts this nicely himself, “So a practice of theory does exist; theory is a specific practice which acts on its own object and ends in its own product: a knowledge.”[32]
So far, so good.  This concept is not so different than Deleuze and Guatteri’s concept of philosophy in What is Philosophy?, i.e. that the purpose of philosophy is the production of concepts.  This is a fairly well known Spinozist trope.  As Spinoza states this, “For example, a circle existing in Nature and the idea of the existing circle, which is also in God, is one and the same thing, which is explained through different attributes.”  This trope is also recognized within Reading Capital.
However, Althusser gets into trouble within two areas.  The first involves the privileging those theoretical practices over other practices.  Althusser is fond of quoting Lenin’s comment, “Without revolutionary theory, no revolutionary practice.’ at no point is there the necessary reversal of this thesis.  Althusser in the Essays of Self-Criticism lays out this problem very schematically without even his awareness of its existence.  This scheme begins with the concept of politics being the concentrated for of the economic forum in the last instance, and theory acting as the concentration of the political field in the last instance.[33]
These particular problems are not ones new within Althusser’s thinking; rather they go back to the avant-gardist logic implicit within the Lenin of What is to be Done.  That schematic that is laid out within the Essays of Self Criticism is not that different than the schematic laid out for Lenin’s party hierarchy.  Theoretical practice acts as a clear parallel to the party central committee of Lenin’s scheme.
             This temptation for privileging the mind is one that can also be found at time within Spinoza’s writing, but when push comes to shove, his conception is far more parallelist.  This point is well made in the Corollary to Proposition seven in the second book.
            “It follows from this that God’s power of thinking is the equal of his actual power of doing.  That is, whatever follows formally from the infinite nature of God follows objectively in God from the idea of God, in the same order with the same connection.”[34]
            Spinoza also emphasizes the potential power of the body.  Althusser himself makes reference to this concept within his memoirs.  However, the references that he makes to this trope is in reference to sexuality.  “Later on, I came across a startling prefiguration of Freud’s concept of the libido in this same theory, as well as of the theory of ambivalence… and the opposite of the vitally expansive and joyful conatus of the body and the soul, which were as inseparable as the lips and the teeth.”[35]  This is not an unreasonable and uninteresting reading of the concept, but it doesn’t deal with the way that this concepts of the body can relate to ideas of political praxis, and more specifically an anti-vanguardist concept of political practice.
            It should be noted that this is not a trope that doesn’t trouble Althusser to some extent.  While being fond of the concept of the Leninist party, it is clear that he doesn’t think much of it in practice.[36]  There are even moments when he recognizes the organization efforts of the workers themselves.  “One of our problems is that even when we decide not to underestimate, we end up pretty wide of the mark.  The masses are potentially (potentially: in fact—but no one gives them the means) far ahead of ‘us’.  The whole issue is to know in what sense.  We need to know this is a precise way: exactly what sectors of the ‘masses’ are on the move, where, in what forms (which can be unknown, unexpected, without precedent).”  This is pretty radical stuff, and it is always a part of the way that Althusser thinks.  The trouble is that the statement is domesticated by the next sentence.  “Once this is ‘under control’, the rest is child’s play.”[37]  It isn’t until the memoirs that this avant-gardist tendency is broken, and frankly at that point it is fairly irrelevant.
            This is a fairly serious difficulty within the texts, one that cannot be ignored if one is going to read Althusser politically.  In a sense, this difficulty is the difficulty and crisis of the Leninist Party itself.  It is perhaps because Althusser pushes the Marxist-Leninist form so far that this problematic point becomes so clear.  There is a temptation to create an Althusserianism without Leninism, but this seems to be engaging in the precise operation that Althusser criticizes in others.  Ultimately, this must push us towards a distinct break, but one that his work itself can be seen to point towards.  Perhaps, some of these possibilities lie within Nicos Poulantanza’s final work State, Power, Socialism.
            The last paragraph could be read as a foreclosing of the discussion on Althusser.  It is not meant in that spirit.  Too many people before, and undoubtedly, after this essay, have and will make that gesture.  To do so is a mistake and a serious one if one wants to engage in Marxism in and form or manner.  Those who ignore or dismiss Althusser, do so to their own detriment.
This essay opens up more questions than it closes.  Clearly there is a connection with many of Althusser’s ideas with a certain type of Spinozism.  This can be seen very intimately within the very fundamental concepts themselves.  However, this only sets up a deeper problem, one that requires a reading of Althusser more on the lines of Reading Capital than the essay here which is so strongly tied to the methodology of For Marx.  We see many elements of Spinoza’s epistemological project here.  It’s not a coincidence that the majority of the quotations come from the second book of the Ethics, the only book that is focused on those questions.  This is also true for the Theological-Political Treatise.  But both of those books (the books of epistemology) are built upon the ontological conceptualizations that are in the other books of the Ethics.  Those are the concepts that are truly suppressed in any explicit form whatsoever.  They are there.  They lurk in odd corners of the books such as the relationship of ideology and science, and in Althusser’s conceptualization of science itself.  Drawing out that relationship would allow for a far more radical rereading of Althusser than the one set out here


[1] Louis Althusser, Machiavelli and Us, ed. Francois Matheron, trans. Gregory Elliott (London: Verso, 1999), 5.
[2] Louis Althusser, For Marx, trans. Ben Brewster (London: Verso 1969), 9-10.
[3] Entienne Balibar, Spinoza and Politics, trans. Peter Snowden (London: Verso, 1998), 4.
[4] Ibid., 8.
[5] Balibar, Spinoza and Politics, 23.
[6] Ibid., 20.
[7] Louis Althusser, “The Only Materialist Tradition, Part I: Spinoza”, in Warren Montag and Ted Stolze, eds., The New Spinoza (Minneapolis: University of Minnesota Press, 1997), 11.
Strangely enough, Althusser receives this insight through Spinoza’s use of God in the Ethics, Althusser sees this as a strategic move on the part of Spinoza to infiltrate his enemy’s positions and dynamite them from within.  This is a little suspicious, in that for the most part, the Ethics is not a terribly strategic book in that sense.  However the tactics that Althusser is referring to seem to be much more resonant with the wary and reserved nature of the Theological-Political Treatise.
[8] Louis Althusser, The Future Lasts Forever, ed. Oliver Corpet and Yann Moulier Boutang, trans. Richard Veasey (New York: The New Press, 1993), 222.
[9] Maria Antonietta Macciocchi and Louis Althusser, Letters from inside the Italian Communist Party to Louis Althusser, trans. Stephen M. Hellman (London: NLB, 1973), 320.
[10]Louis Althusser, “The Historical Significance of the 22nd Congress”.   Afterward to On the Dictatorship of the Proletariat, by Etienne Balibar, trans. Grahame Locke (London: NLB, 1977), 207.
[11] Louis Althusser Essays In Self Criticism, trans. Grahame Lock (London: NLB, 1976), 132
[12] Louis Althusser, Essays In Self Criticism, 126.
[13] Louis Althusser, “Response To John Lewis”, Essays in Self Criticism.
[14] Louis Althusser, For Marx, 46.
[15] Ibid., 54.
[16] Louis Althusser, For Marx, 57-58.
[17] Louis Althusser, Reading Capital, trans. Ben Brewster (London: Verso, 1997), 187.
[18] For now it is enough to include Althusser’s footnote of Marx
                “The latter (the method of those economic systems which move from general notions to concrete ones) is decidedly the correct scientific method.  The concrete is concrete because it is the synthesis of many determinations, and therefore a unity of diversity.  That is why it appears in thought as a process of synthesis, as a result, not as a point of departure…(in scientific method) abstract determinations lead to the reproduction of the concrete via the path of thought…the method which consists of rising from the abstract to the concrete is merely the way thought approximates the concrete and reproduces it as a concrete in thought’ (Marx-Engels, Werke, Berlin, Vol. XIII, pp. 631-2).
               
[19]  Louis Althusser, For Marx, 101.
[20] Louis Althusser, For Marx, 199
[21] Spinoza, Ethics, ed. and trans. G.H.R. Parkinson (Oxford: Oxford University Press, 2000), 96.
[22] Louis Althusser, For Marx, 113.
[23] Louis Althusser, For Marx, 104.
[24] Both the power and the potentially disturbing nature of this comment are capture well by a comment within the memoirs.       
“I later took from it my ­description of history and of truth as a process without a subject (providing the origin and basis of all meaning) and without end (without any pre-established eschatological destination); for by refusing to believe in the end as an original cause (by a mirroring of the origin and the end), I truly came to think as a materialist.  I employed the following metaphor: an idealist is a man who know which station the train leaves from and also its destination.  He knows it in advance and when he gets on a train, he knows where he is going because the train is taking him there.  The materialist, on the other hand, is a man who gets on to a moving train without knowing either where it is coming or where it is going.”  Althusser, The Future Lasts Forever, 217.
[25] Spinoza, Ethics, 128.
[26] Louis Athusser, For Marx, 96
[27] Louis Althusser, For Marx, 114.
[28] Benedictus De Spinoza, A Theological-Political Treatise and A Political Treatise, trans. R. H. M. Elwes (New York: Dover Publications, Inc., 1951), 5.
[29] Louis Althusser, For Marx, 11.
[30] Louis Althusser, Lenin and Philosophy and other essays, trans. Ben Brewster (New York: Monthly Review Press, 1971)
[31] Louis Althusser, Essays in Self-Criticism, 42-43.
[32] Louis Althusser, For Marx, 173.
[33] Louis Althusser, Essays in Self-Criticism, 46-47
[34] Spinoza, Ethics, 118.
[35] Louis Althusser, The Future Lasts Forever, 218.
[36] It should be noted that one of Althusser’s most significant criticisms of the party within the essay on the 22nd congress was its absence of meaningful democratic practices.  “We must point out that this same Party, which talks at such length and with such generosities about liberties for others, nevertheless remains silent on the question of the present forms and practices of democratic centralism, i.e. on the forms of liberty of Communists in their own Party.” Louis Althusser, “The Historical Significance of the 22nd Congress”, 198.  
[37]Macciocchi and Althusser, Letters from inside the PCI, 4.

Friday, April 8, 2011

On Delany's The Jewel Hinged Jaw, Initial Thoughts


I came across this recently, and thought I would put it up. My initial reaction to Delany's first collection of science fiction literary criticism.

Samuel Delany’s collection of essays The Jewel Hinged Jaw shows a lot of similar pressures as other science fiction criticism at the time. There is still a clear sense that the genre was not respected either in the academy nor in many mainstream literary arenas. At the same time, it is also clear that science fiction is becoming an important commodity. One can see the shifts that occur within the book itself. The initial essay discusses the commercial uptake of the genre. At that point, it was impossible to sell books labeled science fiction on the market because the distributors would just ignore them, but by the time “Shadows” comes out as an essay, that description had become outdated. This only represents one facet of what Delaney is trying to respond to. He is also involved in a complex conversation with the science fiction writing community about literary style and experimentation, a conversation about the problems with literary critics about the problems with structuralism, and with both authors and publishes about audience expectation in genre theory. In effect, he tries to juggle a lot of tasks, and it can be questioned whether he keeps all the balls up throughout.

Probably the most significant of the essays is the one entitled “Shadows”. It opens with a statement from Joanna Russ, which appears to be its purpose, an experiment in what science fiction criticism would look like. Russ argues that in order to produce science fiction criticism, the critic would have to engage a radically different set of tools in its production. This set of tools would emphasize the unusual and would bring in a whole set of interests traditionally read as extra-literary into the process. She states this in these provocative terms. “For example, allusions to the death of God will be trivial jokes, while metaphors involving the differences between telephone switchboards and radio stations will be poignantly tragic. Stories ostensibly about persons will really be about topology.” (Delany 38) Russ is, of course, referencing the modes of estrangement that operate in science fiction. She puts this estrangement in terms that would have be extremely familiar to the formalists that initially produced the concept of estrangement, which is in a manifesto form that takes on the forms of extremity and grotesqueness found in futurism.

Let’s return to Delany. He takes up these provocations and runs with them. Along with a discussion of science fiction, he introduces long conversations about structuralism and its relationship to literary criticism and anthropology, formal logic, and a series of anecdotes about Delany’s everyday life and his literary production. There are moments that it is difficult to grasp why these various fragments are put together, especially the moments of formal logic, but there seem to be a couple projects that can be drawn from the work. The first concerns the role of criticism. Delany argues against the structuralist imagination that posits their work reveals some sort of essential skeleton from the literary work. He instead argues that critical work can only allow for a partial, distanced look at the work. This response is always personal, although the best work will be methodologically rigorous. This isn’t a dismissal of criticism, and Delany makes the point of recognizing that criticism can allow for a more productive reading of the text, but it is an attack on the notion of the discipline as an objective science.[1] A second point swirls around issues of political domination. He argues that domination operates within a form of unconscious, rather than as conscious decision. He marks this in the remarks of a SF author, structuralist criticism, and later on in Ursula Leguin’s novel, The Dispossessed. The implicit argument seems to be that we can only begin to recognize these unconscious structures because the modes of resistance have put them into crisis. This has been because of the conscious decisions to reject those modes by the NSM’s. The final point might be that science fiction operates in a manner analogous to the future, by “casting a shadow over coherent areas of imaginative space that would otherwise be largely inaccessible.” (Delany 117-118)

What is to be made of this? The common point that might be drawn from these goals is that approaches to producing knowledge must remain contingent, multiple, and open to recognizing their own partiality and incompleteness. The brief even tossed of reference to the various new social movements might be an important clue to this in that they have challenged forms of knowledge production, even in older counter-systemic movements. Delany attempts to not only prove this, but perform it in his work. This leads to the modes of reflexivity that appear throughout the book as well as the various references to the tidbits of his personal life. To a certain extent, one could read Delany as a mediator between the late work of Michel Foucault and the various social movements that he is trying to understand.[2] The science fiction he examines is both a marker of these times and something that critically engages in these times.

[1] While I agree with Delany that criticism is always partial, subjective, etc, I think its important to remember that genre still acts as a disciplining an normalizing structure on what is recognized as literature (and criticism). A critic might be able to point to those forces within the work of art, which are not a ‘skeleton’ so to speak, but do mark its structural conjuncture.

[2] Foucault is, of course, not attempting to produce a history of these movements. Instead, they act as studies of the conditions that brought rise to these movements.

Wednesday, April 6, 2011

More on Literary Criticism and Science Fiction Genre Criticism


This continues from the material I set up in my passage on Theodor Adorno, which can be found here.

     However, as Adorno notes, aesthetic production is linked to the reworking of ideological material, linking his conception of the aesthetic to the concept of literary production of developed in the 1920’s by a small circle of literary critics surrounding Mikhail Bakhtin. The circle attempted to reject both the solipsistic interpretation of art by the formalists and the crude economic of their Marxist contemporaries. This attempt is most obvious in the critical reading of Formalism provided by Bakhtin and Medvedev, shifting the emphasis of formal analysis away from technique and formal estrangement. They note, “The literary structure, like every ideological structure, refracts the generating socioeconomic reality, and does so in its own way. But, at the same time, in its “content,” literature reflects and refracts the reflections and refractions of other ideological spheres (ethics, epistemology, political doctrines, etc.). That is, in its “content” literature reflects the whole of the ideological horizon which it is itself a part.”[1] The production of literature then is tied to both the reworking of the ideological codes of the literature that came before and within that process. It also draws on material of other ideological spheres, transforming them in the process. The engagement in this process puts literature at the ‘ideological horizon’ of its world, allowing it to engage with both the potentialities and contradictions of the transforming ideological terrain.[2]
     These concepts are further developed in the structuralist influenced criticisms of the 1960’s and 1970’s, which critically draw from the concepts of language developed by Saussure, as well as the arguments presented by Formalism. However, these critics abandon the belief in an isolated concept of art that is promoted by the formalists under the guise of autonomy. These theorists emphasize the transitory nature of genre production, emphasizing the manner in which a formation of genre coagulates to communicate to a specific audience, comes into form as a dominant form, and loses its efficacy as literary form to be replaced by other forms. Genre then takes on a normative function, a way of mapping the formation of literary norms in response to conventional and historical expectations. Form then becomes a way of exploring social formation, although in a mediated form. The author is de-centered as the first reader, and is linked into a community of readers who shape genre through social expectations.
     There are a number of limitations to this formulation that have been explored by Marxist critics in this field, which point to the ways that these readings tend to homogenize those social formations. Jameson in particular focused on this problem in his reading of structuralism and is precedents in Formalism and Saussure's semiotics in The Prison-House of Language. Jameson noted that these modes of criticism contained a common element, the tendency to emphasize the synchronic over the diachronic. These models don’t deny the diachronic per se, but they emphasize the interpretation of systems as synchronic totalities. This very quality leads to an inability to understand why things change. The conceptualization loses the ways that diachronic transformations can only be understood through the recognition that totality is constantly in motion, in constant flux. No moment can be understood as a complete totality in and of itself. To return this question to genre, the structuralist influence on genre theory leads to a tendency to ignore the contradictions, gap, lacunae and failures that are constitutive of literary works.[3] This problem becomes particularly sharp when confronting science fiction, which confronts the question of transformation over time.
     At this point, the question of science fiction as a particular genre becomes central. One of the first systematic attempts to define the genre was made by Darko Suvin in his book, Metamorphoses of Science Fiction. He defines the genre with the term “cognitive estrangement,” borrowing from the term from the critical work of the formalist Viktor Shklovsky and Bertolt Brecht. The genre is defined by the Novum, or an element of novelty that is taken as a pivot for the possible transformations of the society as a whole. Suvin distinguishes science fiction from the fantastic through the legitimization of the Novum through the scientific knowledge of the period, therefore linking up the Novum the need to read it through a ‘socio-historical lens.’ For instance, the narratives to be discussed in the prospectus are haunted by catastrophe, notably the threat of nuclear war, but also the threat of biological warfare, and civil war. Suvin notably refuses the mythic reading of these narratives, focusing on their historic peculiarity, rather than reading them in the deeply structured manner as invited by critics such as Northrop Frye.[4]
     Suvin’s concept of the genre has been explored and developed by a group of sympathetic colleagues, particularly in the pages of Science Fiction Studies, and in the work of such theorists as Federic Jameson, Carl Freedman, Peter Fitting, and Tom Moylan. That work has managed to challenge some of the basic assumptions that Suvin makes about the genre, particularly the distinctions he made between the genres of science fiction and the fantastic.[5] However the most famous of that work, the work of Jameson, spends no substantial effort in exploring the feminist works that this thesis discusses, nor do the questions of social reproduction. The work of Fitting and Moylan on the other hand deal with these works in their engagement with the concept of critical utopias and dystopias from the end of the Second World War into the end of the century. Moylan’s concept of the critical utopia is particularly significant for this work. He argues that the new utopian tradition rejects the earlier tendency within the tradition to present the good, new society as a static, fully formed blueprint. Instead, these works focus on the conflict between the old dominant order, and an order to come. He also emphasizes the importance that critically rethinking gender plays in this new utopian tradition, as well as the explicitly feminist interventions in the genre.


[1] Mikhail Bakhtin, The Formal Method in Literary Scholarship (Cambridge: Harvard University Press, 1985)
[2]   They note, “This is the reason that literature so often anticipates developments in philosophy and ethics (ideologemes), admittedly in an undeveloped, unsupported, intuitive form.  Literature is capable of penetrating into the social laboratory where these ideologemes are shaped and formed.  The artist has a keen sense for ideological problems in the process of birth and generation.” Bakhtin, Mikhail et.al. The Formal Method in Literary Scholarship. Cambridge: Harvard University Press, 1985


[3] See Pierre Macherey, A Theory of Literary Production.
[4] For more, read Suvin’s argument in SF and the Genological Jungle in Darko Suvin, Metamorphoses of Science Fiction (New Haven: Yale University Press, 1979), 16-36 16-36.
[5] See Jameson book.  Also, Brian Attebery shows the influence of the gothic on science fiction, particularly its concepts of gender in Decoding Gender in Science Fiction.

Tuesday, April 5, 2011

The Use of Analogy Amongst Activists (Some Thoughts)

      It's been a little while since I last posted anything because of some important academic work that I needed to get done, but I'm hoping to have more time to write for the next few weeks or so.  A recent retreat with the Students for Justice in Palestine made me return to a question that has been on my mind for the past few years, that is, the use of analogies within activist circles.  This topic has been often been a source of a great deal of controversy, particularly in relationship to struggles based on identity, but the question has also been brought up in relationship to anti-imperialist struggles.  Those conflicts have often been quite heated, and have lead to internal splits in groups as well as the break up of coalitions.  I plan on arguing that the theoretical problem with these conflicts can be found in the implicit agreement amongst the interlocutors in the dispute, rather than their disagreement.

     To understand that problem, I will work through each of the positions.  The pro analogy position is fairly simple, and is best understood as a set of unthought assumptions, rather than a consciously developed approach to the use of analogy.  The analogies that are used within this formation are really best understood as homologies.  Structurally, the operate under the logic of X=Y.  For instance, the feminist movement commonly compared the experience of women with the experience of African-Americans under segregation.  This analogy had a habit of slipping into a logic that might be expressed in the following terms: the experience of African-American [men]=the experience of [white] women.  This structure of analogy is frequently used to justify a particular cause by linking it to an older struggle, drawing an aura of legitimacy through the connection.

       I think it should be clear at this point that I don't think this is a particularly appealing form of political reasoning.  The opponents of the use of analogy have come to the same conclusion, arguing that this form of reasoning becomes a form of appropriation.  Organizations that use this sort of logic put themselves into a parasitical relationship with other struggles, feeding off their energy, rather than acting in solidarity with those movements.  And it needs to be recognized that this form of organizing produces legitimate resentments from the struggles that have been used in such a manner.  For instance, the white gay establishment has done a great deal of harm through the indiscriminate use of analogies to the civil rights movement.  As a whole, this position is a far more thought through position, focusing on the differences of struggles, and demanding an ethical accountability to the actions of activists and organizers.  Folks within this position by in large argue against the use of analogy, critiquing its use in the vast majority of situations.

        So, one may wonder at this point why I have claimed that I am producing a critique of both sides of the debate.  After all, I clearly see that one side's position is more clearly thought through and ethical than the other.  But, the problem is that both views operate under a common misunderstanding of the role of analogy in argument.  Both positions operate on the assumption that analogy is homology, that is that a similarity based on a common origin.  This is a form of analogy, but it isn't the only approach.  It also can be a productive epistemological device, allowing for a better understanding of a situation through an act of comparison.  It allows for the thinker to break out of old patterns of thinking to produce a different way of looking at a situation.  As Ta-Nehisi notes, "The test of an analogy isn't "Are these two thing, in any conceivable way, alike?" It's "Is the likeness clarifying?" A thought-experiment must be about something more than constructing a way--no matter how elaborate-- to make oneself right."  A good analogy can be used to draw on other experiences to develop forms of organization, to draw on successful forms resistance, etc.  Perhaps more significantly, it links concepts together into productive assemblages, rather collapsing them together into a homogeneous whole.  At their best, analogy provides an extraordinary vehicle for creating the forms of solidarity that we are after--we just have to use the literary form correctly.

     I'll give you a brief example of this, the analogy between the occupation of Palestine and apartheid South Africa.  This analogy has gotten quite a bit mileage recently as a way of reframing the debate about the occupation.  The common logic can be framed in the following manner.  The Israeli government has deployed the same tactics as the apartheid South Africa in the occupation.  The tactics of boycott, divestment, and sanctions led to the end of that regime, and the same tactics can lead to the self-determination of the Palestinian people.  There are several problems with this analogy.  The most significant of them is the fact that the formal end of apartheid did nothing to change the profound structural inequality in South Africa.  The ANC has not lived up to its promise of land reform and redistribution.  But I don't think that negates the analogy.  Instead, the experience of South Africa makes us recognize 1.  The tactic of BDS can have an impact on the struggle.  2.  However, the lifting of formal discriminatory structures does not translate automatically translate into structural transformations.  3.  Solidarity movements ability to contribute to those transformations is limited.  4.  The destruction of neo-colonialism necessitates a radical transformation of the world system.  The analogy is not so neat and heartwarming as the first one, but it does allow us to critically think about what it means to be in solidarity with the fight against the occupation.